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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVT icon
526
Avnet
AVT
$7.92B
$1.1M 0.04%
+25,000
New +$1.03M
DHI icon
527
D.R. Horton
DHI
$42.3B
$1.1M 0.04%
+49,150
New +$950K
KSS icon
528
Kohl's
KSS
$2.19B
$1.1M 0.04%
19,335
-862
-4% -$47.3K
EL icon
529
Estee Lauder
EL
$32B
$1.09M 0.03%
14,487
+1,493
+11% +$108K
DINO icon
530
HF Sinclair
DINO
$14.5B
$1.09M 0.03%
21,924
-7,600
-26% -$347K
CODE
531
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.09M 0.03%
78,218
-13,982
-15% -$171K
FNFG
532
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$1.08M 0.03%
102,056
-93
-0.1% -$1.01K
CQP icon
533
Cheniere Energy
CQP
$31.3B
$1.08M 0.03%
37,645
+2,270
+6% +$65.9K
RDC
534
DELISTED
Rowan Companies Plc
RDC
$1.07M 0.03%
30,320
+6,842
+29% +$244K
IP icon
535
International Paper
IP
$22B
$1.07M 0.03%
23,393
+10,986
+89% +$470K
UTF icon
536
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.07M 0.03%
51,766
-324
-0.6% -$6.51K
MDSO
537
DELISTED
Medidata Solutions, Inc.
MDSO
$1.06M 0.03%
17,580
+4,430
+34% +$245K
SUSS
538
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$1.06M 0.03%
16,217
+430
+3% +$25.5K
CVRR
539
DELISTED
CVR Refining, LP
CVRR
$1.06M 0.03%
46,839
-26,662
-36% -$616K
MCK icon
540
McKesson
MCK
$101B
$1.06M 0.03%
6,566
+1,314
+25% +$202K
TD icon
541
Toronto Dominion Bank
TD
$200B
$1.05M 0.03%
22,400
+116
+0.5% +$5.28K
URI icon
542
United Rentals
URI
$72.4B
$1.05M 0.03%
13,521
-1,055
-7% -$70.7K
FNX icon
543
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.05M 0.03%
20,849
+7,802
+60% +$375K
SWY
544
DELISTED
SAFEWAY INC
SWY
$1.05M 0.03%
36,005
-29,478
-45% -$885K
KRE icon
545
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$1.04M 0.03%
25,740
-2,678
-9% -$103K
SNY icon
546
Sanofi
SNY
$104B
$1.04M 0.03%
19,393
-3,938
-17% -$203K
RQI icon
547
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.03M 0.03%
109,132
-8,745
-7% -$85.2K
LSI
548
DELISTED
LSI CORPORATION
LSI
$1.03M 0.03%
93,698
+44,425
+90% +$378K
CLH icon
549
Clean Harbors
CLH
$16.3B
$1.03M 0.03%
17,236
+5,575
+48% +$321K
MU icon
550
Micron Technology
MU
$991B
$1.03M 0.03%
47,497
-7,814
-14% -$152K
20 21
22
23 24

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.