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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
476
Arthur J. Gallagher & Co
AJG
$65B
$1.91M 0.04%
8,392
-258
-3% -$57.7K
COR icon
477
Cencora
COR
$63.7B
$1.91M 0.04%
10,617
-437
-4% -$80.7K
CLX icon
478
Clorox
CLX
$13.1B
$1.91M 0.04%
14,552
-5,997
-29% -$911K
NBIX icon
479
Neurocrine Biosciences
NBIX
$16.5B
$1.9M 0.04%
16,920
+437
+3% +$46K
EEMV icon
480
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.9M 0.04%
35,647
+208
+0.6% +$11.4K
HYD icon
481
VanEck High Yield Muni ETF
HYD
$4.4B
$1.9M 0.04%
38,661
+546
+1% +$27.6K
XEL icon
482
Xcel Energy
XEL
$48.5B
$1.9M 0.04%
33,121
+345
+1% +$20.7K
ASML icon
483
ASML
ASML
$691B
$1.89M 0.04%
3,217
-62
-2% -$41.2K
PBJ icon
484
Invesco Food & Beverage ETF
PBJ
$107M
$1.89M 0.04%
44,508
-560
-1% -$24.9K
PHYS icon
485
Sprott Physical Gold
PHYS
$15.8B
$1.88M 0.04%
131,467
+5,514
+4% +$82.8K
HRL icon
486
Hormel Foods
HRL
$13.4B
$1.88M 0.04%
49,369
-9,958
-17% -$392K
ITM icon
487
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.85M 0.04%
42,054
-24
-0.1% -$1.09K
DD icon
488
DuPont de Nemours
DD
$19.5B
$1.84M 0.04%
19,693
-4,393
-18% -$413K
SCHX icon
489
Schwab US Large- Cap ETF
SCHX
$74.3B
$1.83M 0.04%
108,228
-1,443
-1% -$25.3K
ICVT icon
490
iShares Convertible Bond ETF
ICVT
$7.44B
$1.82M 0.04%
24,490
-486
-2% -$36.9K
DOX icon
491
Amdocs
DOX
$6.1B
$1.81M 0.04%
21,405
-3,387
-14% -$306K
FTSL icon
492
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.8M 0.04%
39,288
-1,602
-4% -$73.1K
VEU icon
493
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$1.8M 0.04%
34,634
+8,079
+30% +$437K
CINF icon
494
Cincinnati Financial
CINF
$26.6B
$1.79M 0.04%
17,535
-556
-3% -$58.1K
GDX icon
495
VanEck Gold Miners ETF
GDX
$27.5B
$1.79M 0.04%
66,550
-42,987
-39% -$1.27M
BTX
496
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$1.79M 0.04%
257,105
+8,658
+3% +$66.1K
COF icon
497
Capital One
COF
$134B
$1.79M 0.04%
18,431
+732
+4% +$78.3K
OHI icon
498
Omega Healthcare
OHI
$13.8B
$1.78M 0.04%
53,732
– –
AME icon
499
Ametek
AME
$58.8B
$1.76M 0.04%
11,909
– –
SCHG icon
500
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$1.76M 0.04%
96,636
+30,716
+47% +$578K
18 19
20
21 22

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.