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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
26
ConocoPhillips
COP
$142B
$18.4M 0.59%
260,427
+10,388
+4% +$746K
PG icon
27
Procter & Gamble
PG
$338B
$18.3M 0.59%
224,712
-6,743
-3% -$549K
F icon
28
Ford
F
$55.8B
$18M 0.57%
1,164,713
-25,623
-2% -$430K
MDY icon
29
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$17.9M 0.57%
73,272
+711
+1% +$167K
BMY icon
30
Bristol-Myers Squibb
BMY
$131B
$17.3M 0.55%
324,592
-29,855
-8% -$1.52M
IVV icon
31
iShares Core S&P 500 ETF
IVV
$900B
$16.7M 0.53%
89,819
+523
+0.6% +$93.1K
GLF
32
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$16.5M 0.53%
350,829
-9,357
-3% -$463K
COST icon
33
Costco
COST
$420B
$15.7M 0.5%
131,859
+3,562
+3% +$426K
FCX icon
34
Freeport-McMoran
FCX
$97.1B
$15.7M 0.5%
414,845
-7,945
-2% -$282K
IGSB icon
35
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$15M 0.48%
283,724
+66,612
+31% +$3.51M
META icon
36
Meta Platforms (Facebook)
META
$1.51T
$14.1M 0.45%
257,507
-31,168
-11% -$1.56M
PEP icon
37
PepsiCo
PEP
$189B
$13.9M 0.45%
168,138
+2,316
+1% +$192K
BA icon
38
Boeing
BA
$183B
$13.6M 0.44%
99,740
+14,586
+17% +$1.9M
OXY icon
39
Occidental Petroleum
OXY
$56.3B
$13.5M 0.43%
148,254
+21,667
+17% +$1.98M
QQQ icon
40
Invesco QQQ Trust
QQQ
$482B
$13.4M 0.43%
152,307
+3,721
+3% +$310K
PM icon
41
Philip Morris
PM
$295B
$13.3M 0.43%
152,571
-2,879
-2% -$251K
MO icon
42
Altria Group
MO
$114B
$13.3M 0.42%
345,837
-28,362
-8% -$1.05M
TIF
43
DELISTED
Tiffany & Co.
TIF
$13.2M 0.42%
141,918
+403
+0.3% +$33.5K
EHC icon
44
Encompass Health
EHC
$12.5B
$13M 0.42%
490,969
+1,885
+0.4% +$52.4K
BP icon
45
BP
BP
$108B
$12.5M 0.4%
314,999
+18,711
+6% +$697K
VIG icon
46
Vanguard Dividend Appreciation ETF
VIG
$114B
$12.3M 0.39%
163,717
-494
-0.3% -$35.9K
SBUX icon
47
Starbucks
SBUX
$121B
$12.2M 0.39%
312,476
-5,270
-2% -$208K
CSCO icon
48
Cisco
CSCO
$478B
$12.2M 0.39%
544,423
+48,841
+10% +$1.08M
GLD icon
49
SPDR Gold Trust
GLD
$141B
$12.2M 0.39%
105,106
-982
-0.9% -$121K
KSU
50
DELISTED
Kansas City Southern
KSU
$12M 0.39%
97,220
+1,395
+1% +$167K
1
2
3 4 5

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.