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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWX icon
451
iShares Russell Top 200 Value ETF
IWX
$4.04B
$2.1M 0.04%
32,166
+103
+0.3% +$6.99K
KNG icon
452
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.47B
$2.1M 0.04%
42,446
+16,480
+63% +$865K
AEM icon
453
Agnico Eagle Mines
AEM
$92.5B
$2.09M 0.04%
46,007
+1,186
+3% +$58.2K
FIXD icon
454
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$2.09M 0.04%
49,705
+6,690
+16% +$290K
MUB icon
455
iShares National Muni Bond ETF
MUB
$45.8B
$2.09M 0.04%
20,354
+514
+3% +$54.2K
NI icon
456
NiSource
NI
$19.9B
$2.07M 0.04%
83,731
– –
SKYY icon
457
First Trust Cloud Computing ETF
SKYY
$3.23B
$2.06M 0.04%
27,106
-666
-2% -$51.9K
ARLP icon
458
Alliance Resource Partners
ARLP
$3.14B
$2.04M 0.04%
+90,743
New +$1.81M
EMN icon
459
Eastman Chemical
EMN
$8.5B
$2.04M 0.04%
26,579
-450
-2% -$37.3K
APA icon
460
APA Corp
APA
$14.2B
$2.02M 0.04%
49,135
+15,698
+47% +$646K
NXDT
461
NexPoint Diversified Real Estate Trust
NXDT
$250M
$2M 0.04%
229,322
+3,458
+2% +$37K
WELL icon
462
Welltower
WELL
$164B
$1.99M 0.04%
24,351
+4,966
+26% +$408K
RIO icon
463
Rio Tinto
RIO
$165B
$1.99M 0.04%
31,192
-4,744
-13% -$303K
CLOU icon
464
Global X Cloud Computing ETF
CLOU
$271M
$1.98M 0.04%
105,171
-4,577
-4% -$91.4K
URI icon
465
United Rentals
URI
$71.6B
$1.97M 0.04%
4,442
-2,551
-36% -$1.17M
GBIL icon
466
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$1.97M 0.04%
19,640
-1,321
-6% -$132K
A icon
467
Agilent Technologies
A
$42.2B
$1.97M 0.04%
17,579
+6,820
+63% +$817K
MPWR icon
468
Monolithic Power Systems
MPWR
$68.8B
$1.96M 0.04%
4,246
+261
+7% +$134K
FXR icon
469
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$764M
$1.96M 0.04%
34,121
+1,094
+3% +$65.5K
HYG icon
470
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.96M 0.04%
26,523
+797
+3% +$59.5K
FXG icon
471
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$1.95M 0.04%
32,312
+1,183
+4% +$74.7K
QQXT icon
472
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$160M
$1.92M 0.04%
23,616
+808
+4% +$68.5K
RVT icon
473
Royce Value Trust
RVT
$2.3B
$1.92M 0.04%
149,075
+945
+0.6% +$12.9K
VST icon
474
Vistra
VST
$48.8B
$1.92M 0.04%
57,765
+2,374
+4% +$71.3K
QQQM icon
475
Invesco NASDAQ 100 ETF
QQQM
$102B
$1.91M 0.04%
12,990
+306
+2% +$46.7K
17 18
19
20 21

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.