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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
401
Invesco S&P 500 Low Volatility ETF
SPLV
$7.15B
$2.2M 0.05%
38,039
-10,112
-21% -$640K
PULS icon
402
PGIM Ultra Short Bond ETF
PULS
$18.4B
$2.19M 0.05%
44,709
+3,617
+9% +$177K
KYN icon
403
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$2.19M 0.05%
270,749
-7,309
-3% -$65.1K
APO icon
404
Apollo Global Management
APO
$79.6B
$2.18M 0.05%
46,789
-535
-1% -$29.4K
FCG icon
405
First Trust Natural Gas ETF
FCG
$648M
$2.16M 0.05%
94,521
+30,143
+47% +$729K
SE icon
406
Sea Limited
SE
$80.5B
$2.16M 0.05%
38,468
+12,146
+46% +$845K
WH icon
407
Wyndham Hotels & Resorts
WH
$5.41B
$2.15M 0.05%
35,120
-963
-3% -$64.5K
FDL icon
408
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$2.15M 0.05%
67,034
+10,573
+19% +$378K
FCNCA icon
409
First Citizens BancShares
FCNCA
$25.3B
$2.14M 0.05%
2,681
– –
ISRG icon
410
Intuitive Surgical
ISRG
$141B
$2.13M 0.05%
11,381
+1,411
+14% +$303K
GM icon
411
General Motors
GM
$78.3B
$2.12M 0.05%
66,100
-25,147
-28% -$923K
IEF icon
412
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.11M 0.05%
22,003
-67
-0.3% -$6.8K
DOX icon
413
Amdocs
DOX
$6.21B
$2.1M 0.05%
26,440
+4,815
+22% +$408K
WDI
414
Western Asset Diversified Income Fund
WDI
$682M
$2.1M 0.05%
167,000
+27,000
+19% +$379K
ZBH icon
415
Zimmer Biomet
ZBH
$18.7B
$2.1M 0.05%
20,043
-1,494
-7% -$164K
IWO icon
416
iShares Russell 2000 Growth ETF
IWO
$14.9B
$2.08M 0.05%
10,055
-4,175
-29% -$940K
WSO icon
417
Watsco Inc
WSO
$13.4B
$2.07M 0.05%
8,056
-44
-0.5% -$11.9K
IWX icon
418
iShares Russell Top 200 Value ETF
IWX
$4.04B
$2.07M 0.05%
35,916
+4,435
+14% +$282K
GSY icon
419
Invesco Ultra Short Duration ETF
GSY
$3.88B
$2.04M 0.05%
41,390
+11,460
+38% +$568K
BUFR icon
420
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$2.04M 0.05%
97,757
+2,896
+3% +$64.4K
NOK icon
421
Nokia
NOK
$52.8B
$2.02M 0.05%
473,999
-22,965
-5% -$112K
HRL icon
422
Hormel Foods
HRL
$13.4B
$2.02M 0.05%
44,533
+5,182
+13% +$250K
BIIB icon
423
Biogen
BIIB
$30.4B
$2.02M 0.05%
7,572
-410
-5% -$87.1K
AEM icon
424
Agnico Eagle Mines
AEM
$92.5B
$2.02M 0.05%
47,788
-1,337
-3% -$57.3K
RVT icon
425
Royce Value Trust
RVT
$2.3B
$2.01M 0.05%
160,294
-19,266
-11% -$286K
15 16
17
18 19

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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.