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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPV
401
Barings Participation Investors
MPV
$175M
$2.38M 0.05%
200,421
-10,284
-5% -$119K
SPHD icon
402
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$2.36M 0.05%
62,867
+125
+0.2% +$4.47K
QSR icon
403
Restaurant Brands International
QSR
$25.6B
$2.36M 0.05%
38,646
-6,047
-14% -$353K
SBAC icon
404
SBA Communications
SBAC
$19.3B
$2.35M 0.05%
8,348
-4
-0% -$1.17K
MTCH icon
405
Match Group
MTCH
$8.44B
$2.34M 0.05%
15,496
-144
-0.9% -$19K
NOC icon
406
Northrop Grumman
NOC
$81.8B
$2.31M 0.05%
7,578
-3,662
-33% -$1.12M
PAYX icon
407
Paychex
PAYX
$43.1B
$2.3M 0.05%
24,733
+9,184
+59% +$815K
VMBS icon
408
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$2.29M 0.05%
42,431
+278
+0.7% +$15K
KEY icon
409
KeyCorp
KEY
$24.4B
$2.29M 0.05%
139,553
+60,822
+77% +$886K
RSG icon
410
Republic Services
RSG
$66.2B
$2.29M 0.05%
23,742
-474
-2% -$45.1K
UL icon
411
Unilever
UL
$134B
$2.28M 0.05%
33,632
+17,946
+114% +$1.22M
FAN icon
412
First Trust Global Wind Energy ETF
FAN
$279M
$2.28M 0.05%
97,885
-195
-0.2% -$3.91K
FLIR
413
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$2.27M 0.05%
+51,889
New +$2M
CEF icon
414
Sprott Physical Gold and Silver Trust
CEF
$8.23B
$2.27M 0.05%
117,481
+12,732
+12% +$237K
EG icon
415
Everest Group
EG
$14.1B
$2.26M 0.05%
9,638
+880
+10% +$194K
EXAS
416
DELISTED
Exact Sciences
EXAS
$2.23M 0.05%
16,799
+12,675
+307% +$1.53M
CLOU icon
417
Global X Cloud Computing ETF
CLOU
$269M
$2.21M 0.05%
79,143
-23,754
-23% -$610K
QQXT icon
418
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$160M
$2.19M 0.05%
27,553
-1,416
-5% -$104K
FXD icon
419
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$2.15M 0.05%
42,197
-2,011
-5% -$94.3K
ABB
420
DELISTED
ABB Ltd
ABB
$2.14M 0.05%
76,702
-5,966
-7% -$159K
MOAT icon
421
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$2.13M 0.04%
34,308
+221
+0.6% +$13K
SEE
422
DELISTED
Sealed Air
SEE
$2.13M 0.04%
46,442
-3,992
-8% -$173K
B
423
Barrick Mining
B
$67.6B
$2.11M 0.04%
92,697
-110,683
-54% -$2.8M
VBK icon
424
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$2.1M 0.04%
7,859
-1,603
-17% -$388K
LKQ icon
425
LKQ Corp
LKQ
$6.27B
$2.1M 0.04%
59,589
-1,472
-2% -$50.3K
15 16
17
18 19

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.