We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLP
401
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$1.63M 0.05%
65,434
-3,798
-5% -$84.4K
EWW icon
402
iShares MSCI Mexico ETF
EWW
$1.92B
$1.62M 0.05%
+23,870
New +$1.57M
GPC icon
403
Genuine Parts
GPC
$18.7B
$1.62M 0.05%
19,458
+1,533
+9% +$124K
DEO icon
404
Diageo
DEO
$53.6B
$1.61M 0.05%
12,180
+1,020
+9% +$130K
IWF icon
405
iShares Russell 1000 Growth ETF
IWF
$128B
$1.61M 0.05%
75,044
+10,128
+16% +$208K
MCI
406
Barings Corporate Investors
MCI
$345M
$1.61M 0.05%
107,883
+3,975
+4% +$59K
NUAN
407
DELISTED
Nuance Communications, Inc.
NUAN
$1.61M 0.05%
122,294
+65,150
+114% +$895K
FNGN
408
DELISTED
Financial Engines, Inc.
FNGN
$1.61M 0.05%
23,150
– –
OABC
409
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$1.61M 0.05%
75,250
-7,500
-9% -$166K
SLV icon
410
iShares Silver Trust
SLV
$30.9B
$1.6M 0.05%
85,796
-73,160
-46% -$1.47M
SWU
411
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$1.59M 0.05%
+12,827
New +$1.64M
BEN icon
412
Franklin Resources
BEN
$17.2B
$1.58M 0.05%
27,455
+1,348
+5% +$72.7K
XEL icon
413
Xcel Energy
XEL
$48.8B
$1.58M 0.05%
56,678
-12,652
-18% -$357K
IAU icon
414
iShares Gold Trust
IAU
$64.4B
$1.58M 0.05%
67,609
-32,465
-32% -$802K
ETP
415
DELISTED
Energy Transfer Partners L.p.
ETP
$1.58M 0.05%
27,532
+4,975
+22% +$264K
GDX icon
416
VanEck Gold Miners ETF
GDX
$27.4B
$1.57M 0.05%
74,361
+30,231
+69% +$698K
EVEP
417
DELISTED
EV Energy Partners, L.P.
EVEP
$1.55M 0.05%
45,690
+1,338
+3% +$47.1K
GHDX
418
DELISTED
Genomic Health, Inc.
GHDX
$1.55M 0.05%
52,865
+14,880
+39% +$472K
PSP icon
419
Invesco Global Listed Private Equity ETF
PSP
$246M
$1.54M 0.05%
25,446
+596
+2% +$35.9K
PPLI
420
People Inc
PPLI
$3.1B
$1.54M 0.05%
125,253
+13,647
+12% +$141K
TYC
421
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.54M 0.05%
35,758
+2,235
+7% +$86.9K
HMC icon
422
Honda
HMC
$41.3B
$1.53M 0.05%
37,088
+1,944
+6% +$78.7K
IOC
423
DELISTED
Interoil Corporation
IOC
$1.52M 0.05%
29,616
+6,575
+29% +$455K
SSYS icon
424
Stratasys
SSYS
$774M
$1.52M 0.05%
11,315
-1,619
-13% -$187K
BBEP
425
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$1.52M 0.05%
74,943
-4,543
-6% -$86.6K
15 16
17
18 19

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.