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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
326
Colgate-Palmolive
CL
$73.6B
$3.29M 0.07%
46,214
+751
+2% +$56.2K
FDN icon
327
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$3.28M 0.07%
20,580
+764
+4% +$127K
FDL icon
328
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$3.26M 0.07%
97,623
-2,625
-3% -$91K
ITA icon
329
iShares US Aerospace & Defense ETF
ITA
$15B
$3.26M 0.07%
30,768
+1,398
+5% +$159K
SUB icon
330
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.24M 0.07%
31,485
-186
-0.6% -$19.3K
MTN icon
331
Vail Resorts
MTN
$5.25B
$3.2M 0.07%
14,435
+374
+3% +$88.8K
MLP icon
332
Maui Land & Pineapple Co
MLP
$324M
$3.19M 0.07%
241,104
-7,175
-3% -$101K
JPST icon
333
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$3.15M 0.07%
62,757
-4,037
-6% -$202K
ADM icon
334
Archer Daniels Midland
ADM
$38.4B
$3.13M 0.06%
41,481
-1,196
-3% -$96.9K
CSGP icon
335
CoStar Group
CSGP
$12.6B
$3.11M 0.06%
40,507
-54
-0.1% -$4.47K
NVS icon
336
Novartis
NVS
$295B
$3.1M 0.06%
30,459
+45
+0.1% +$4.57K
SHEL icon
337
Shell
SHEL
$251B
$3.09M 0.06%
47,991
-1,092
-2% -$68K
MU icon
338
Micron Technology
MU
$968B
$3.08M 0.06%
45,315
-18,449
-29% -$1.24M
CNC icon
339
Centene
CNC
$32.7B
$3.06M 0.06%
44,440
-42,278
-49% -$2.81M
CBRE icon
340
CBRE Group
CBRE
$42.6B
$3.05M 0.06%
41,260
-573
-1% -$47.5K
CF icon
341
CF Industries
CF
$18B
$3.04M 0.06%
35,491
+2,518
+8% +$199K
WSO icon
342
Watsco Inc
WSO
$13.4B
$3.01M 0.06%
7,970
+58
+0.7% +$21K
VYMI icon
343
Vanguard International High Dividend Yield ETF
VYMI
$21.2B
$2.99M 0.06%
48,292
+43
+0.1% +$2.73K
TWLO icon
344
Twilio
TWLO
$39.2B
$2.95M 0.06%
50,450
-464
-0.9% -$28.9K
PFF icon
345
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.95M 0.06%
97,760
-2,765
-3% -$84.5K
NUE icon
346
Nucor
NUE
$62.1B
$2.94M 0.06%
18,830
+32
+0.2% +$5.3K
FNDF icon
347
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$2.92M 0.06%
92,322
+4,291
+5% +$139K
CNI icon
348
Canadian National Railway
CNI
$75.9B
$2.92M 0.06%
26,943
-239
-0.9% -$27.4K
XLP icon
349
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$2.92M 0.06%
42,412
-87
-0.2% -$6.37K
MAR icon
350
Marriott International
MAR
$90.9B
$2.92M 0.06%
14,845
-4,837
-25% -$961K
12 13
14
15 16

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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.