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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
276
Alcoa
AA
$13.2B
$2.75M 0.09%
107,499
+21,610
+25% +$479K
MMP
277
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.75M 0.09%
43,386
+9,620
+28% +$574K
LO
278
DELISTED
LORILLARD INC COM STK
LO
$2.74M 0.09%
54,069
-10,215
-16% -$509K
B
279
Barrick Mining
B
$73.2B
$2.73M 0.09%
155,144
+25,085
+19% +$442K
CTSH icon
280
Cognizant
CTSH
$26B
$2.72M 0.09%
53,872
-17,830
-25% -$812K
CIG icon
281
CEMIG Preferred Shares
CIG
$6.01B
$2.72M 0.09%
895,411
-41,547
-4% -$138K
TYY
282
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$2.71M 0.09%
83,127
+4,381
+6% +$141K
PCY icon
283
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$2.71M 0.09%
100,372
+4,047
+4% +$110K
SWN
284
DELISTED
Southwestern Energy Company
SWN
$2.71M 0.09%
68,804
-8,500
-11% -$319K
ES icon
285
Eversource Energy
ES
$27.2B
$2.69M 0.09%
63,433
+2,163
+4% +$90.8K
WSM icon
286
Williams-Sonoma
WSM
$29.6B
$2.68M 0.09%
+92,078
New +$2.57M
AREX
287
DELISTED
Approach Resources Inc.
AREX
$2.68M 0.09%
138,765
+86,899
+168% +$2.13M
REGN icon
288
Regeneron Pharmaceuticals
REGN
$80.8B
$2.67M 0.09%
9,718
+214
+2% +$61.5K
TIVO
289
DELISTED
Tivo Inc
TIVO
$2.67M 0.09%
135,592
+1,395
+1% +$25.5K
RY icon
290
Royal Bank of Canada
RY
$293B
$2.66M 0.09%
39,596
+11,973
+43% +$794K
CME icon
291
CME Group
CME
$94.8B
$2.63M 0.08%
33,590
-349
-1% -$27.3K
LUMN icon
292
Lumen
LUMN
$6.44B
$2.63M 0.08%
82,725
-3,342
-4% -$107K
CNI icon
293
Canadian National Railway
CNI
$76.6B
$2.63M 0.08%
46,184
-1,036
-2% -$57K
OKS
294
DELISTED
Oneok Partners LP
OKS
$2.62M 0.08%
49,700
-3,629
-7% -$191K
CLDX icon
295
Celldex Therapeutics
CLDX
$3.28B
$2.6M 0.08%
7,155
-50
-0.7% -$19.3K
IVW icon
296
iShares S&P 500 Growth ETF
IVW
$77.6B
$2.57M 0.08%
104,180
-1,724
-2% -$40.6K
SMCI icon
297
Super Micro Computer
SMCI
$20.1B
$2.57M 0.08%
1,498,200
– –
BVN icon
298
Compañía de Minas Buenaventura
BVN
$8.67B
$2.54M 0.08%
226,111
+12,334
+6% +$153K
HCA icon
299
HCA Healthcare
HCA
$89.5B
$2.51M 0.08%
52,680
+10,683
+25% +$494K
MBFI
300
DELISTED
MB Financial Corp
MBFI
$2.46M 0.08%
76,755
+16,793
+28% +$511K
10 11
12
13 14

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.