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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
226
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$5.18M 0.11%
109,652
+8,624
+9% +$410K
HCA icon
227
HCA Healthcare
HCA
$89.6B
$5.13M 0.11%
20,866
-1,106
-5% -$303K
IXUS icon
228
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5.1M 0.11%
84,975
-367
-0.4% -$22.9K
TGT icon
229
Target
TGT
$69B
$5.08M 0.1%
45,958
-3,138
-6% -$398K
EVRG icon
230
Evergy
EVRG
$18.9B
$5.03M 0.1%
99,258
+163
+0.2% +$9.25K
FPE icon
231
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$5M 0.1%
313,099
-14,498
-4% -$233K
VLO icon
232
Valero Energy
VLO
$90.7B
$4.96M 0.1%
34,976
-2,621
-7% -$343K
VGSH icon
233
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$4.9M 0.1%
85,106
-1,167
-1% -$67.3K
BB icon
234
BlackBerry
BB
$5.18B
$4.88M 0.1%
1,036,715
-120,450
-10% -$592K
LNG icon
235
Cheniere Energy
LNG
$54.9B
$4.88M 0.1%
29,405
+9,320
+46% +$1.5M
KEYS icon
236
Keysight
KEYS
$57.3B
$4.85M 0.1%
36,640
+7,339
+25% +$1.09M
CLF icon
237
Cleveland-Cliffs
CLF
$7.13B
$4.84M 0.1%
309,663
-4,662
-1% -$72.8K
PYPL icon
238
PayPal
PYPL
$50.5B
$4.78M 0.1%
81,782
+19,278
+31% +$1.26M
USB icon
239
US Bancorp
USB
$100B
$4.75M 0.1%
143,634
+7,306
+5% +$266K
SPG icon
240
Simon Property Group
SPG
$71.5B
$4.73M 0.1%
43,759
+3,504
+9% +$410K
BP icon
241
BP
BP
$110B
$4.72M 0.1%
121,949
+6,517
+6% +$242K
NEAR icon
242
iShares Short Maturity Bond ETF
NEAR
$4.88B
$4.71M 0.1%
94,361
-906
-1% -$45.1K
VTV icon
243
Vanguard Morningstar Value ETF
VTV
$192B
$4.65M 0.1%
33,715
-1,969
-6% -$282K
SO icon
244
Southern Company
SO
$105B
$4.63M 0.1%
71,574
-12,881
-15% -$894K
MRNA icon
245
Moderna
MRNA
$23.9B
$4.62M 0.1%
44,702
+769
+2% +$85.8K
SMH icon
246
VanEck Semiconductor ETF
SMH
$70.1B
$4.58M 0.09%
31,622
+409
+1% +$61.9K
GE icon
247
GE Aerospace
GE
$380B
$4.56M 0.09%
51,652
+233
+0.5% +$20.9K
BUFR icon
248
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$4.53M 0.09%
185,150
+72,114
+64% +$1.81M
CBSH icon
249
Commerce Bancshares
CBSH
$8.44B
$4.52M 0.09%
108,958
– –
XLY icon
250
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$4.51M 0.09%
56,068
+21,838
+64% +$1.85M
8 9
10
11 12

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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.