We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHM icon
226
Pultegroup
PHM
$25.3B
$3.35M 0.11%
164,271
+144,103
+715% +$2.56M
URS
227
DELISTED
URS CORP
URS
$3.34M 0.11%
62,956
+4
+0% +$211
APA icon
228
APA Corp
APA
$13.2B
$3.31M 0.11%
38,521
+22,259
+137% +$1.98M
EVT icon
229
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$3.31M 0.11%
173,769
+45,317
+35% +$839K
AEP icon
230
American Electric Power
AEP
$68.4B
$3.28M 0.1%
70,200
-3,320
-5% -$153K
TWX
231
DELISTED
Time Warner Inc
TWX
$3.25M 0.1%
48,600
+1,754
+4% +$113K
WBD icon
232
Warner Bros
WBD
$67.1B
$3.25M 0.1%
70,292
-886
-1% -$38.3K
DFS
233
DELISTED
Discover Financial Services
DFS
$3.25M 0.1%
58,002
+3,154
+6% +$165K
TTP
234
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.22M 0.1%
28,316
+2
+0% +$224
COF icon
235
Capital One
COF
$134B
$3.22M 0.1%
+41,997
New +$2.99M
SWKS icon
236
Skyworks Solutions
SWKS
$10.6B
$3.22M 0.1%
112,609
+18,707
+20% +$490K
DVY icon
237
iShares Select Dividend ETF
DVY
$23.6B
$3.21M 0.1%
45,039
-13,738
-23% -$955K
HPQ icon
238
HP
HPQ
$27.5B
$3.21M 0.1%
252,583
+172,642
+216% +$1.98M
EPB
239
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$3.21M 0.1%
89,028
+9,925
+13% +$390K
JWN
240
DELISTED
Nordstrom
JWN
$3.19M 0.1%
51,637
+5,562
+12% +$335K
DOV icon
241
Dover
DOV
$28.4B
$3.17M 0.1%
49,028
+30,579
+166% +$1.87M
LMT icon
242
Lockheed Martin
LMT
$136B
$3.14M 0.1%
21,118
+1,531
+8% +$208K
GLW icon
243
Corning
GLW
$143B
$3.11M 0.1%
174,262
-128,937
-43% -$2.12M
NRT
244
North European Oil Royalty Trust
NRT
$81M
$3.1M 0.1%
155,377
+44,312
+40% +$970K
EMR icon
245
Emerson Electric
EMR
$88.3B
$3.09M 0.1%
44,081
-9,405
-18% -$628K
TPR icon
246
Tapestry
TPR
$32.8B
$3.09M 0.1%
55,083
+1,209
+2% +$65.3K
GNRC icon
247
Generac Holdings
GNRC
$12.5B
$3.08M 0.1%
54,450
-29,445
-35% -$1.44M
MGM icon
248
MGM Resorts International
MGM
$11.2B
$3.08M 0.1%
130,928
-19,277
-13% -$393K
ABB
249
DELISTED
ABB Ltd
ABB
$3.06M 0.1%
115,338
-12,336
-10% -$307K
DD icon
250
DuPont de Nemours
DD
$19.2B
$3.06M 0.1%
27,174
+831
+3% +$85.2K
8 9
10
11 12

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.