Oppenheimer & Co’s iShares MSCI EAFE Min Vol Factor ETF EFAV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-3,180	Closed	-$233K	–	1456
2020 Q4	$233K	Sell	3,180 -428	-12%	-$30.2K	﹤0.01%	1183
2020 Q3	$246K	Sell	3,608 -269	-7%	-$18.3K	0.01%	1072
2020 Q2	$256K	Buy	3,877 +10	+0.3%	+$649	0.01%	1019
2020 Q1	$240K	Sell	3,867 -6,421	-62%	-$451K	0.01%	978
2019 Q4	$767K	Sell	10,288 -3,699	-26%	-$276K	0.02%	702
2019 Q3	$1.02M	Sell	13,987 -3,682	-21%	-$267K	0.03%	591
2019 Q2	$1.28M	Sell	17,669 -1,805	-9%	-$130K	0.03%	515
2019 Q1	$1.4M	Sell	19,474 -267	-1%	-$18.7K	0.04%	487
2018 Q4	$1.32M	Buy	19,741 +1,009	+5%	+$69.3K	0.04%	443
2018 Q3	$1.36M	Buy	18,732 +5,039	+37%	+$363K	0.03%	497
2018 Q2	$974K	Buy	13,693 +539	+4%	+$39.6K	0.03%	605
2018 Q1	$969K	Sell	13,154 -560	-4%	-$41.3K	0.02%	623
2017 Q4	$1M	Buy	13,714 +2,988	+28%	+$215K	0.03%	614
2017 Q3	$762K	Buy	10,726 +2,335	+28%	+$164K	0.02%	700
2017 Q2	$581K	Sell	8,391 -119	-1%	-$8.2K	0.02%	780
2017 Q1	$562K	Sell	8,510 -6,058	-42%	-$388K	0.02%	754
2016 Q4	$892K	Buy	14,568 +1,283	+10%	+$81.1K	0.03%	598
2016 Q3	$899K	Buy	13,285 +2,187	+20%	+$147K	0.03%	609
2016 Q2	$737K	Sell	11,098 -2,658	-19%	-$178K	0.02%	645
2016 Q1	$914K	Sell	13,756 -31,857	-70%	-$2.03M	0.03%	561
2015 Q4	$2.96M	Buy	45,613 +20,358	+81%	+$1.33M	0.09%	263
2015 Q3	$1.58M	Buy	25,255 +3,097	+14%	+$202K	0.05%	432
2015 Q2	$1.45M	Buy	+22,158	New	+$1.5M	0.04%	509