Opaleye Management’s Assertio ASRT Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-880,000	Closed	-$754K	–	57
2020 Q2	$754K	Buy	+880,000	New	+$754K	0.15%	46
2019 Q1	–	Sell	-120,000	Closed	-$433K	–	54
2018 Q4	$433K	Buy	+120,000	New	+$433K	0.16%	45
2018 Q2	–	Sell	-600,000	Closed	-$3.95M	–	38
2018 Q1	$3.95M	Buy	+600,000	New	+$3.95M	1.13%	26
2016 Q4	–	Sell	-1,650	Closed	-$41K	–	43
2016 Q3	$41K	Buy	+1,650	New	+$41K	0.02%	44
2016 Q2	–	Sell	-325,000	Closed	-$4.53M	–	51
2016 Q1	$4.53M	Buy	325,000 +25,000	+8%	+$348K	2.82%	13
2015 Q4	$5.44M	Buy	+300,000	New	+$5.44M	2.27%	20