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OAM

Occidental Asset Management Portfolio holdings

AUM $844M
1-Year Est. Return 20.95%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+20.95%
3 Year Est. Return
+65.61%
5 Year Est. Return
+74.98%
10 Year Est. Return
+211.06%
AUM
$239M
AUM Growth
+$16.5M
Cap. Flow
+$17.2M
Cap. Flow %
7.2%
Top 10 Hldgs %
47.58%
Holding
161
New
17
Increased
83
Reduced
26
Closed
17

Top Buys

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.13M
2
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
+$1.46M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.41M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$1.31M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.31M

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.07M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.69M
3
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.13M
4
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$1.1M
5
PGR icon
Progressive
PGR
+$903K

Sector Composition

Rank Sector Weight
1 Communication Services 10.97%
2 Technology 7.17%
3 Healthcare 3.99%
4 Consumer Staples 3.98%
5 Financials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
101
TJX Companies
TJX
$179B
$532K 0.22%
+9,548
New +$520K
ASHR icon
102
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.53B
$519K 0.22%
+19,164
New +$528K
HYMB icon
103
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$512K 0.21%
17,256
– –
BMY icon
104
Bristol-Myers Squibb
BMY
$129B
$503K 0.21%
9,919
-100
-1% -$4.7K
SPY icon
105
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$475K 0.2%
1,600
+528
+49% +$156K
AJG icon
106
Arthur J. Gallagher & Co
AJG
$69.1B
$474K 0.2%
5,297
– –
MDYG icon
107
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$473K 0.2%
8,800
+688
+8% +$37.1K
VNQ icon
108
Vanguard Real Estate ETF
VNQ
$39.9B
$473K 0.2%
5,075
-190
-4% -$17.2K
SJNK icon
109
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$466K 0.2%
17,239
-3,329
-16% -$90K
SLYV icon
110
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$450K 0.19%
7,348
+664
+10% +$39.8K
LQD icon
111
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$444K 0.19%
3,486
+451
+15% +$56.8K
SUB icon
112
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$429K 0.18%
4,028
– –
SPTS icon
113
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$422K 0.18%
+14,065
New +$422K
AOM icon
114
iShares Core Moderate Allocation ETF
AOM
$1.74B
$420K 0.18%
10,682
+2
+0% +$78
MINT icon
115
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$412K 0.17%
4,050
-200
-5% -$20.3K
PTLA
116
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$393K 0.16%
14,650
-233
-2% -$6.54K
JNJ icon
117
Johnson & Johnson
JNJ
$640B
$387K 0.16%
2,989
-120
-4% -$15.8K
YUM icon
118
Yum! Brands
YUM
$41.9B
$387K 0.16%
3,410
-150
-4% -$17.1K
WFC icon
119
Wells Fargo
WFC
$254B
$381K 0.16%
7,557
-2,387
-24% -$112K
PFE icon
120
Pfizer
PFE
$143B
$367K 0.15%
10,779
– –
EFA icon
121
iShares MSCI EAFE ETF
EFA
$76.4B
$343K 0.14%
5,260
-100
-2% -$6.44K
GOOG icon
122
Alphabet (Google) Class C
GOOG
$4.11T
$332K 0.14%
5,440
+280
+5% +$16.6K
NVS icon
123
Novartis
NVS
$302B
$311K 0.13%
3,578
– –
LMT icon
124
Lockheed Martin
LMT
$131B
$309K 0.13%
793
-15
-2% -$5.64K
SLYG icon
125
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$299K 0.13%
5,020
+423
+9% +$25.5K
3 4
5
6 7

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SOW
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VAS
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AP
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EBSAM
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BI
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MWM
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CFP
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Occidental Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Occidental Asset Management held 161 positions worth $239M, up 7.4% from $222M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Occidental Asset Management deployed $17.2M of net new capital in Q3 2019, opening 17 new positions and adding to 83 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 89,516 shares worth $4.15M.

By sector, the portfolio is most concentrated in Communication Services at 11% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was PIMCO Active Bond Exchange-Traded Fund, an estimated $455K trimmed.

  • Occidental Asset Management's largest Q3 2019 buy was State Street Blackstone Senior Loan ETF: 89,516 shares worth $4.15M.
  • Occidental Asset Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2019, an estimated $1.41M increase.
  • Occidental Asset Management's biggest Q3 2019 reduction was PIMCO Active Bond Exchange-Traded Fund, cutting an estimated $455K.
  • Occidental Asset Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.07M.
  • Occidental Asset Management's ten largest holdings make up 48% of its $239M portfolio in Q3 2019.
  • Occidental Asset Management opened 17 new positions and closed 17 in Q3 2019.
  • Occidental Asset Management's portfolio value rose 7.4% quarter-over-quarter to $239M.

Based on Occidental Asset Management's 13F filing for Q3 2019, filed 17 Oct 2019.