We are live on ! Find out more
OC

Oakworth Capital Portfolio holdings

AUM $2.1B
1-Year Est. Return 24.07%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+24.07%
3 Year Est. Return
+64.28%
5 Year Est. Return
+64.42%
10 Year Est. Return
+240.11%
AUM
$289M
AUM Growth
+$21.4M
Cap. Flow
+$12.8M
Cap. Flow %
4.42%
Top 10 Hldgs %
54.19%
Holding
700
New
61
Increased
128
Reduced
108
Closed
52

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.25M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.08M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.81M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.68M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.4M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$929K
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$868K
4
EGN
Energen
EGN
+$636K
5
ESGR
Enstar Group
ESGR
+$436K

Sector Composition

Rank Sector Weight
1 Technology 7.26%
2 Healthcare 7.03%
3 Financials 6.52%
4 Communication Services 5.57%
5 Consumer Staples 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
676
DELISTED
EMC CORPORATION
EMC
– –
-2,287
Closed -$64K
HTWR
677
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-50
Closed -$1K
HTS
678
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-300
Closed -$5K
TE
679
DELISTED
TECO ENERGY INC
TE
– –
-1,000
Closed -$28K
CPGX
680
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-300
Closed -$8K
BXLT
681
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-19,190
Closed -$868K
CRC
682
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
17
-166
-91% -$1.89K
SSE
683
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-7
Closed –
BCS.PRC
684
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-2,540
Closed -$63K
BTU
685
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-280
Closed –
EGLE
686
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
TYC
687
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-95
Closed -$4K
HOT
688
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-170
Closed -$12K
FTR
689
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
3
– –
LPNT
690
DELISTED
LifePoint Health, Inc.
LPNT
– –
-8
Closed -$1K
BCR
691
DELISTED
CR Bard Inc.
BCR
– –
-400
Closed -$88K
RBS.PRL.CL
692
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$0 ﹤0.01%
10
– –
KMI.WS
693
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
2,673
– –
VNR
694
DELISTED
Vanguard Natural Resources, LLC
VNR
$0 ﹤0.01%
370
– –
KKD
695
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-750
Closed -$16K
DEG
696
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
– –
-104
Closed -$3K
LNCO
697
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-675
Closed –
GAS
698
DELISTED
AGL Resources Inc
GAS
– –
-680
Closed -$45K
GCVRZ
699
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
1,000
– –
GCI
700
DELISTED
Gannett Co., Inc
GCI
– –
-13
Closed –
24 25 26 27
28

Similar funds

SFS
Strategic Financial Services Utica, New York $2.1B AUM 19.14% 1-Year Est. Return
BWC
Blue Whale Capital London, United Kingdom $2.1B AUM 97.03% 1-Year Est. Return
CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return
HJGA
Hardman Johnston Global Advisors Stamford, Connecticut $2.1B AUM 41.89% 1-Year Est. Return
IVAV
Index Venture Associates VI St. Helier, Channel Islands, Jersey $2.11B AUM 13.76% 1-Year Est. Return
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
KA
Klingman & Associates New York $2.09B AUM 16.49% 1-Year Est. Return

Oakworth Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Oakworth Capital held 700 positions worth $289M, up 8% from $267M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Oakworth Capital deployed $12.8M of net new capital in Q3 2016, opening 61 new positions and adding to 128 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 1,969 shares worth $96K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street Utilities Select Sector SPDR ETF, an estimated $929K trimmed.

  • Oakworth Capital's largest Q3 2016 buy was Vanguard FTSE Europe ETF: 1,969 shares worth $96K.
  • Oakworth Capital added most to iShares Russell Mid-Cap ETF in Q3 2016, an estimated $4.25M increase.
  • Oakworth Capital's biggest Q3 2016 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $929K.
  • Oakworth Capital fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $2.4M.
  • Oakworth Capital's ten largest holdings make up 54% of its $289M portfolio in Q3 2016.
  • Oakworth Capital opened 61 new positions and closed 52 in Q3 2016.
  • Oakworth Capital's portfolio value rose 8% quarter-over-quarter to $289M.

Based on Oakworth Capital's 13F filing for Q3 2016, filed 24 Oct 2016.