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Oakworth Capital Portfolio holdings

AUM $2.1B
1-Year Est. Return 24.07%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+24.07%
3 Year Est. Return
+64.28%
5 Year Est. Return
+64.42%
10 Year Est. Return
+240.11%
AUM
$289M
AUM Growth
+$21.4M
Cap. Flow
+$12.8M
Cap. Flow %
4.42%
Top 10 Hldgs %
54.19%
Holding
700
New
61
Increased
128
Reduced
108
Closed
52

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.25M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.08M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.81M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.68M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.4M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$929K
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$868K
4
EGN
Energen
EGN
+$636K
5
ESGR
Enstar Group
ESGR
+$436K

Sector Composition

Rank Sector Weight
1 Technology 7.26%
2 Healthcare 7.03%
3 Financials 6.52%
4 Communication Services 5.57%
5 Consumer Staples 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
326
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$29K 0.01%
+691
New +$29.1K
EXC icon
327
Exelon
EXC
$48.1B
$28K 0.01%
1,178
– –
PWV icon
328
Invesco Large Cap Value ETF
PWV
$1.68B
$28K 0.01%
+875
New +$27.5K
CHUY
329
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$28K 0.01%
1,000
– –
GGP
330
DELISTED
GGP Inc.
GGP
$28K 0.01%
1,000
– –
DOV icon
331
Dover
DOV
$26.7B
$27K 0.01%
452
– –
EMN icon
332
Eastman Chemical
EMN
$7.69B
$27K 0.01%
406
– –
SBUX icon
333
Starbucks
SBUX
$119B
$27K 0.01%
492
+7
+1% +$391
TY icon
334
TRI-Continental Corp
TY
$1.84B
$27K 0.01%
1,255
– –
VVR icon
335
Invesco Senior Income Trust
VVR
$456M
$27K 0.01%
+6,350
New +$27.3K
AON icon
336
Aon
AON
$80.6B
$26K 0.01%
228
– –
ATO icon
337
Atmos Energy
ATO
$29.7B
$26K 0.01%
343
– –
MAT icon
338
Mattel
MAT
$4.47B
$26K 0.01%
850
+350
+70% +$11.4K
PWB icon
339
Invesco Large Cap Growth ETF
PWB
$2.17B
$26K 0.01%
+825
New +$26.3K
RY icon
340
Royal Bank of Canada
RY
$287B
$26K 0.01%
412
– –
SDY icon
341
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$26K 0.01%
306
– –
TFCFA
342
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$26K 0.01%
1,076
– –
AFG icon
343
American Financial Group
AFG
$11.9B
$25K 0.01%
338
– –
AJG icon
344
Arthur J. Gallagher & Co
AJG
$69.1B
$25K 0.01%
484
+150
+45% +$7.41K
BA icon
345
Boeing
BA
$169B
$25K 0.01%
193
+83
+75% +$10.9K
CAKE icon
346
Cheesecake Factory
CAKE
$5.03B
$25K 0.01%
500
– –
MS icon
347
Morgan Stanley
MS
$319B
$25K 0.01%
790
– –
RGS icon
348
Regis Corp
RGS
$68.4M
$25K 0.01%
100
– –
SHM icon
349
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$25K 0.01%
504
+292
+138% +$14.3K
PX
350
DELISTED
Praxair Inc
PX
$25K 0.01%
210
+5
+2% +$592
12 13
14
15 16

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BWC
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CF
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HJGA
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IVAV
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ACM
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IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Oakworth Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Oakworth Capital held 700 positions worth $289M, up 8% from $267M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Oakworth Capital deployed $12.8M of net new capital in Q3 2016, opening 61 new positions and adding to 128 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 1,969 shares worth $96K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street Utilities Select Sector SPDR ETF, an estimated $929K trimmed.

  • Oakworth Capital's largest Q3 2016 buy was Vanguard FTSE Europe ETF: 1,969 shares worth $96K.
  • Oakworth Capital added most to iShares Russell Mid-Cap ETF in Q3 2016, an estimated $4.25M increase.
  • Oakworth Capital's biggest Q3 2016 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $929K.
  • Oakworth Capital fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $2.4M.
  • Oakworth Capital's ten largest holdings make up 54% of its $289M portfolio in Q3 2016.
  • Oakworth Capital opened 61 new positions and closed 52 in Q3 2016.
  • Oakworth Capital's portfolio value rose 8% quarter-over-quarter to $289M.

Based on Oakworth Capital's 13F filing for Q3 2016, filed 24 Oct 2016.