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NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$9.11B
AUM Growth
-$837M
Cap. Flow
-$456M
Cap. Flow %
-5.01%
Top 10 Hldgs %
23.88%
Holding
197
New
20
Increased
66
Reduced
85
Closed
19

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$125M
2
CIT
CIT Group Inc.
CIT
+$101M
3
EBAY icon
eBay
EBAY
+$77.9M
4
PNC icon
PNC Financial Services
PNC
+$64.2M
5
NRG icon
NRG Energy
NRG
+$53.1M

Top Sells

Rank Stock Value
1
AIG icon
American International
AIG
+$146M
2
ANDV
Andeavor
ANDV
+$96.9M
3
TWX
Time Warner Inc
TWX
+$92.3M
4
IRF
INTL RECTIFIER CORP
IRF
+$83.7M
5
HIG icon
Hartford Financial Services
HIG
+$73.3M

Sector Composition

Rank Sector Weight
1 Financials 27.45%
2 Technology 14.74%
3 Energy 11.93%
4 Healthcare 10.42%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
151
BlackRock TCP Capital
TCPC
$336M
$2.76M 0.03%
172,000
+107,738
+168% +$1.87M
PHG icon
152
Philips
PHG
$26.2B
$2.71M 0.03%
123,299
+10,100
+9% +$217K
BPFHP
153
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
$2.68M 0.03%
107,673
+16,050
+18% +$398K
VOD icon
154
Vodafone
VOD
$37.2B
$2.58M 0.03%
78,361
-32,325
-29% -$1.08M
MCHB
155
Mechanics Bancorp
MCHB
$3.8B
$2.38M 0.03%
139,323
+2,320
+2% +$41.4K
TEN
156
Tsakos Energy Navigation Ltd
TEN
$1.18B
$2.37M 0.03%
+74,200
New +$2.61M
PG icon
157
Procter & Gamble
PG
$335B
$2.26M 0.02%
27,000
-148
-0.5% -$12.1K
UNH icon
158
UnitedHealth
UNH
$364B
$2.14M 0.02%
24,777
+2,212
+10% +$187K
ROIC
159
DELISTED
Retail Opportunity Investments Corp.
ROIC
$1.84M 0.02%
+125,000
New +$1.95M
AY
160
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.6M 0.02%
52,130
+38,755
+290% +$1.46M
PFSI icon
161
PennyMac Financial
PFSI
$4B
$1.59M 0.02%
108,400
-44
-0% -$671
ET icon
162
Energy Transfer Partners
ET
$72.1B
$1.56M 0.02%
50,750
-18,350
-27% -$539K
AWF
163
AllianceBernstein Global High Income Fund
AWF
$876M
$1.53M 0.02%
112,700
-300
-0.3% -$4.17K
AGG icon
164
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.51M 0.02%
13,800
+9,800
+245% +$1.07M
CODI icon
165
Compass Diversified
CODI
$908M
$1.38M 0.02%
78,718
+27,371
+53% +$495K
PER
166
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$1.37M 0.02%
+140,900
New +$1.65M
AUQ
167
DELISTED
AURICO GOLD INC COM
AUQ
$1.35M 0.01%
387,450
-33,900
-8% -$140K
EINC icon
168
VanEck Energy Income ETF
EINC
$79.5M
$1.35M 0.01%
+5,080
New +$1.41M
UMH.PRA.CL
169
DELISTED
Umh Properties Inc
UMH.PRA.CL
$1.17M 0.01%
44,282
+30,900
+231% +$811K
WM icon
170
Waste Management
WM
$90.5B
$944K 0.01%
19,857
– –
ETN icon
171
Eaton
ETN
$179B
$928K 0.01%
14,650
+10
+0.1% +$709
B
172
Barrick Mining
B
$67.9B
$909K 0.01%
62,000
-4,274
-6% -$76.2K
NM.PRG
173
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$909K 0.01%
35,867
-6,233
-15% -$159K
WY icon
174
Weyerhaeuser
WY
$17.8B
$781K 0.01%
24,520
-16,937
-41% -$555K
XOM icon
175
ExxonMobil
XOM
$657B
$647K 0.01%
6,875
-245
-3% -$24.4K
4 5 6
7
8

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TI
TT International London, United Kingdom $1.94B AUM
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

NWQ Investment Management Company's Q3 2014 Portfolio in Review

As of Q3 2014, NWQ Investment Management Company held 197 positions worth $9.11B, down 8.4% from $9.94B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWQ Investment Management Company withdrew a net $456M in Q3 2014, closing 19 positions and reducing 85 holdings. Its most notable exit was Andeavor, an estimated $96.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 26% a quarter earlier, followed by Technology and Energy.

Against the trend, NWQ Investment Management Company opened a new position in Zions Bancorporation worth $124M.

  • NWQ Investment Management Company's largest Q3 2014 buy was Zions Bancorporation: 4,305,438 shares worth $124M.
  • NWQ Investment Management Company added most to NRG Energy in Q3 2014, an estimated $53.1M increase.
  • NWQ Investment Management Company's biggest Q3 2014 reduction was American International, cutting an estimated $146M.
  • NWQ Investment Management Company fully exited Andeavor in Q3 2014, selling an estimated $96.9M.
  • NWQ Investment Management Company's ten largest holdings make up 24% of its $9.11B portfolio in Q3 2014.
  • NWQ Investment Management Company opened 20 new positions and closed 19 in Q3 2014.
  • NWQ Investment Management Company's portfolio value fell 8.4% quarter-over-quarter to $9.11B.

Based on NWQ Investment Management Company's 13F filing for Q3 2014, filed 14 Nov 2014.