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NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$11.4B
AUM Growth
+$891M
Cap. Flow
-$46.4M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.06%
Holding
180
New
22
Increased
56
Reduced
80
Closed
17

Top Buys

Rank Stock Value
1
NCLH icon
Norwegian Cruise Line
NCLH
+$152M
2
ORCL icon
Oracle
ORCL
+$134M
3
AVP
Avon Products, Inc.
AVP
+$128M
4
AGU
Agrium
AGU
+$94.1M
5
PSX icon
Phillips 66
PSX
+$72.8M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$127M
2
VOD icon
Vodafone
VOD
+$109M
3
MET icon
MetLife
MET
+$77.9M
4
APA icon
APA Corp
APA
+$63.1M
5
UNM icon
Unum
UNM
+$55.7M

Sector Composition

Rank Sector Weight
1 Financials 29.58%
2 Technology 14.5%
3 Energy 13.35%
4 Healthcare 11.03%
5 Industrials 7.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
151
iShares Core S&P US Value ETF
IUSV
$27.8B
$943K 0.01%
+22,929
New +$909K
BPFHP
152
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
$849K 0.01%
39,760
– –
TSN icon
153
Tyson Foods
TSN
$19.6B
$842K 0.01%
25,156
– –
SHO.PRD
154
DELISTED
SUNSTONE HOTEL INVESTORS, INC 8.0% SER D CUM REDM PFD
SHO.PRD
$769K 0.01%
30,874
+1,200
+4% +$30.6K
XOM icon
155
ExxonMobil
XOM
$657B
$713K 0.01%
7,050
-290
-4% -$26.8K
WM icon
156
Waste Management
WM
$90.5B
$606K 0.01%
13,509
-4,792
-26% -$209K
SRF
157
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$424K ﹤0.01%
+5,000
New +$426K
MDY icon
158
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$379K ﹤0.01%
+1,551
New +$365K
UNH icon
159
UnitedHealth
UNH
$364B
$317K ﹤0.01%
4,205
+1,051
+33% +$75.5K
HSBC.PRA
160
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$315K ﹤0.01%
12,750
– –
UMH.PRA.CL
161
DELISTED
Umh Properties Inc
UMH.PRA.CL
$287K ﹤0.01%
11,382
+1,100
+11% +$28K
CWH.PRE
162
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$283K ﹤0.01%
+12,990
New +$293K
IEF icon
163
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$253K ﹤0.01%
+2,546
New +$258K
BAC.PRL icon
164
Bank of America Series L
BAC.PRL
$4.02B
– –
-4,481
Closed -$4.84M
BSBR icon
165
Santander
BSBR
$43.1B
– –
-4,139
Closed -$28K
CCJ icon
166
Cameco
CCJ
$43.1B
– –
-2,017
Closed -$36K
GES
167
DELISTED
Guess Inc
GES
– –
-114,059
Closed -$3.4M
HAL icon
168
Halliburton
HAL
$27.7B
– –
-5,984
Closed -$288K
HNRG icon
169
Hallador Energy
HNRG
$743M
– –
-20,900
Closed -$153K
KGC icon
170
Kinross Gold
KGC
$32.6B
– –
-4,969
Closed -$25K
MG icon
171
Mistras Group
MG
$556M
– –
-738,994
Closed -$12.6M
NEM icon
172
Newmont
NEM
$124B
– –
-500
Closed -$14K
SPG icon
173
Simon Property Group
SPG
$71.4B
– –
-21,047
Closed -$2.94M
TM icon
174
Toyota
TM
$223B
– –
-307
Closed -$39K
RDS.B
175
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-516
Closed -$36K
4 5 6
7
8

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VIM
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WAM
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FAAS
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PS
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CT
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CAW
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NWQ Investment Management Company's Q4 2013 Portfolio in Review

As of Q4 2013, NWQ Investment Management Company held 180 positions worth $11.4B, up 8.5% from $10.5B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWQ Investment Management Company's Q4 2013 filing shows 22 new, 56 increased, 80 reduced and 17 closed positions. Its largest new stake was Avon Products, Inc.: 6,848,110 shares worth $118M. The largest sale was Cisco, an estimated $127M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 30% a quarter earlier, followed by Technology and Energy.

  • NWQ Investment Management Company's largest Q4 2013 buy was Avon Products, Inc.: 6,848,110 shares worth $118M.
  • NWQ Investment Management Company added most to Norwegian Cruise Line in Q4 2013, an estimated $152M increase.
  • NWQ Investment Management Company's biggest Q4 2013 reduction was Cisco, cutting an estimated $127M.
  • NWQ Investment Management Company fully exited Mistras Group in Q4 2013, selling an estimated $12.6M.
  • NWQ Investment Management Company's ten largest holdings make up 31% of its $11.4B portfolio in Q4 2013.
  • NWQ Investment Management Company opened 22 new positions and closed 17 in Q4 2013.
  • NWQ Investment Management Company's portfolio value rose 8.5% quarter-over-quarter to $11.4B.

Based on NWQ Investment Management Company's 13F filing for Q4 2013, filed 14 Feb 2014.