NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.85%
This Quarter Est. Return
1 Year Est. Return
-6.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.6B
AUM Growth
+$373M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
159
New
Increased
Reduced
Closed

Top Buys

1
+$96.3M
2
+$50.2M
3
+$33.6M
4
RMBS icon
Rambus
RMBS
+$30.6M
5
ETR icon
Entergy
ETR
+$19.6M

Top Sells

1
+$62.9M
2
+$58.1M
3
+$57.7M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$36.4M
5
SRE.PRB
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
+$33.3M

Sector Composition

1 Financials 26.91%
2 Energy 12.68%
3 Industrials 11.67%
4 Technology 9.89%
5 Healthcare 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$5.41M 0.12%
247,064
-18,077
127
$5.31M 0.12%
85,324
+13,476
128
$4.63M 0.1%
240,101
-149,055
129
$3.3M 0.07%
23,255
+189
130
$2.26M 0.05%
31,451
+15
131
$1.99M 0.04%
170,716
+23,271
132
$1.85M 0.04%
30,599
-959,725
133
$838K 0.02%
69,389
-2,715
134
$737K 0.02%
11,200
135
$485K 0.01%
11,725
136
$347K 0.01%
10,677
+31
137
$345K 0.01%
4,269
-1,566
138
$243K 0.01%
+4,698
139
$238K 0.01%
689
-11,061
140
$227K ﹤0.01%
4,925
-2,610
141
$59K ﹤0.01%
+10,581
142
– –
0
143
– –
0
144
– –
0
145
– –
0
146
– –
-13,441
147
– –
-540,399
148
– –
-1,373,726
149
– –
-491,908
150
– –
-619,603
3 4 5
6
7