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NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$9.11B
AUM Growth
-$837M
Cap. Flow
-$456M
Cap. Flow %
-5.01%
Top 10 Hldgs %
23.88%
Holding
197
New
20
Increased
66
Reduced
85
Closed
19

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$125M
2
CIT
CIT Group Inc.
CIT
+$101M
3
EBAY icon
eBay
EBAY
+$77.9M
4
PNC icon
PNC Financial Services
PNC
+$64.2M
5
NRG icon
NRG Energy
NRG
+$53.1M

Top Sells

Rank Stock Value
1
AIG icon
American International
AIG
+$146M
2
ANDV
Andeavor
ANDV
+$96.9M
3
TWX
Time Warner Inc
TWX
+$92.3M
4
IRF
INTL RECTIFIER CORP
IRF
+$83.7M
5
HIG icon
Hartford Financial Services
HIG
+$73.3M

Sector Composition

Rank Sector Weight
1 Financials 27.45%
2 Technology 14.74%
3 Energy 11.93%
4 Healthcare 10.42%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNCO
126
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$5.79M 0.06%
200,000
-12,700
-6% -$384K
MIN
127
Aberdeen Intermediate Income Fund
MIN
$281M
$5.38M 0.06%
1,073,254
-286,399
-21% -$1.49M
NTT
128
DELISTED
Nippon Telegraph & Telephone
NTT
$5.36M 0.06%
172,422
-1,207
-0.7% -$39.5K
WHZ
129
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$5.3M 0.06%
434,416
+317,693
+272% +$4.01M
PFX icon
130
PhenixFIN
PFX
$5.17M 0.06%
21,889
-951
-4% -$243K
NM.PRH
131
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$5.15M 0.06%
+210,500
New +$5.15M
MCHP icon
132
Microchip Technology
MCHP
$43.1B
$5.11M 0.06%
216,500
– –
ING icon
133
ING
ING
$102B
$5.07M 0.06%
357,075
-2,997
-0.8% -$41.4K
ADI icon
134
Analog Devices
ADI
$187B
$4.99M 0.05%
100,900
+12,825
+15% +$657K
MRK icon
135
Merck
MRK
$328B
$4.97M 0.05%
87,834
-524
-0.6% -$29.4K
ABBV icon
136
AbbVie
ABBV
$440B
$4.96M 0.05%
85,948
+2,070
+2% +$115K
AZN icon
137
AstraZeneca
AZN
$246B
$4.61M 0.05%
64,475
– –
AHT.PRE
138
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$4.19M 0.05%
153,902
-2,718
-2% -$74.3K
NRF
139
DELISTED
NorthStar Realty Finance Corp.
NRF
$4.16M 0.05%
+117,750
New +$4.12M
SRF
140
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$4.16M 0.05%
46,303
+7,518
+19% +$748K
FSK icon
141
FS KKR Capital
FSK
$3.36B
$4.01M 0.04%
+93,925
New +$3.94M
HLT icon
142
Hilton Worldwide
HLT
$72.6B
$3.8M 0.04%
+51,434
New +$3.82M
GE icon
143
GE Aerospace
GE
$379B
$3.57M 0.04%
29,086
-22
-0.1% -$2.74K
TPVG icon
144
TriplePoint Venture Growth BDC
TPVG
$220M
$3.56M 0.04%
243,766
-4,430
-2% -$68.2K
SU icon
145
Suncor Energy
SU
$74.7B
$3.54M 0.04%
97,900
+75
+0.1% +$3.01K
HASI icon
146
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.37B
$3.18M 0.03%
229,977
+12,100
+6% +$172K
AAPL icon
147
Apple
AAPL
$4.41T
$3.15M 0.03%
+124,948
New +$3.07M
WMB icon
148
Williams Companies
WMB
$90.1B
$3.04M 0.03%
+54,900
New +$3.15M
STON
149
DELISTED
StoneMor Inc.
STON
$2.94M 0.03%
+114,100
New +$2.84M
APO icon
150
Apollo Global Management
APO
$81.9B
$2.83M 0.03%
118,750
+85,200
+254% +$2.13M
4 5
6
7 8

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TI
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FS
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VIM
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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
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NWQ Investment Management Company's Q3 2014 Portfolio in Review

As of Q3 2014, NWQ Investment Management Company held 197 positions worth $9.11B, down 8.4% from $9.94B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWQ Investment Management Company withdrew a net $456M in Q3 2014, closing 19 positions and reducing 85 holdings. Its most notable exit was Andeavor, an estimated $96.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 26% a quarter earlier, followed by Technology and Energy.

Against the trend, NWQ Investment Management Company opened a new position in Zions Bancorporation worth $124M.

  • NWQ Investment Management Company's largest Q3 2014 buy was Zions Bancorporation: 4,305,438 shares worth $124M.
  • NWQ Investment Management Company added most to NRG Energy in Q3 2014, an estimated $53.1M increase.
  • NWQ Investment Management Company's biggest Q3 2014 reduction was American International, cutting an estimated $146M.
  • NWQ Investment Management Company fully exited Andeavor in Q3 2014, selling an estimated $96.9M.
  • NWQ Investment Management Company's ten largest holdings make up 24% of its $9.11B portfolio in Q3 2014.
  • NWQ Investment Management Company opened 20 new positions and closed 19 in Q3 2014.
  • NWQ Investment Management Company's portfolio value fell 8.4% quarter-over-quarter to $9.11B.

Based on NWQ Investment Management Company's 13F filing for Q3 2014, filed 14 Nov 2014.