We are live on ! Find out more
NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
+5.08%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
-$957M
Cap. Flow
-$1.49B
Cap. Flow %
-14.14%
Top 10 Hldgs %
33.64%
Holding
168
New
17
Increased
51
Reduced
85
Closed
8

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$106M
2
LUMN icon
Lumen
LUMN
+$93.7M
3
ORCL icon
Oracle
ORCL
+$84.6M
4
OXY icon
Occidental Petroleum
OXY
+$39.1M
5
NCLH icon
Norwegian Cruise Line
NCLH
+$32.5M

Top Sells

Rank Stock Value
1
CA
CA, Inc.
CA
+$153M
2
VIAB
Viacom Inc. Class B
VIAB
+$118M
3
HAL icon
Halliburton
HAL
+$112M
4
UNM icon
Unum
UNM
+$94.8M
5
GS icon
Goldman Sachs
GS
+$94.8M

Sector Composition

Rank Sector Weight
1 Financials 30.23%
2 Technology 14.62%
3 Energy 14.26%
4 Healthcare 10.46%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
126
Microchip Technology
MCHP
$43.1B
$3.09M 0.03%
153,350
+71,900
+88% +$1.42M
TFCFA
127
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3.05M 0.03%
+91,100
New +$2.87M
ADI icon
128
Analog Devices
ADI
$187B
$2.94M 0.03%
62,570
+30,020
+92% +$1.44M
SPG icon
129
Simon Property Group
SPG
$71.4B
$2.94M 0.03%
21,047
+6,271
+42% +$911K
BIO icon
130
Bio-Rad Laboratories Class A
BIO
$9.68B
$2.64M 0.03%
+22,473
New +$2.65M
CWEN icon
131
Clearway Energy Class C
CWEN
$7.06B
$2.61M 0.02%
+172,400
New +$2.47M
GBDC icon
132
Golub Capital BDC
GBDC
$3.4B
$2.29M 0.02%
+134,832
New +$2.33M
ETN icon
133
Eaton
ETN
$179B
$2.15M 0.02%
31,208
+168
+0.5% +$11.3K
PMT
134
PennyMac Mortgage Investment
PMT
$827M
$1.96M 0.02%
86,562
-226,780
-72% -$4.95M
AUQ
135
DELISTED
AURICO GOLD INC COM
AUQ
$1.72M 0.02%
452,350
– –
BBY icon
136
Best Buy
BBY
$17.5B
$1.42M 0.01%
37,724
-84,207
-69% -$2.8M
FTR
137
DELISTED
Frontier Communications Corp.
FTR
$1.4M 0.01%
22,293
-13,787
-38% -$897K
WY icon
138
Weyerhaeuser
WY
$17.8B
$1.33M 0.01%
+46,329
New +$1.31M
TCO.PRK
139
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
$1.03M 0.01%
46,251
– –
IWD icon
140
iShares Russell 1000 Value ETF
IWD
$84B
$973K 0.01%
+11,283
New +$979K
BPFHP
141
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
$946K 0.01%
39,760
+16,160
+68% +$386K
CWH.PRD
142
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
0
– –
WM icon
143
Waste Management
WM
$90.5B
$755K 0.01%
18,301
-6,741
-27% -$281K
SHO.PRD
144
DELISTED
SUNSTONE HOTEL INVESTORS, INC 8.0% SER D CUM REDM PFD
SHO.PRD
$749K 0.01%
+29,674
New +$758K
TSN icon
145
Tyson Foods
TSN
$19.6B
$711K 0.01%
25,156
-1,346,386
-98% -$39M
XOM icon
146
ExxonMobil
XOM
$657B
$632K 0.01%
7,340
+250
+4% +$22.5K
SU icon
147
Suncor Energy
SU
$74.7B
$546K 0.01%
15,250
-1,150
-7% -$38.3K
HSBC.PRA
148
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$314K ﹤0.01%
12,750
– –
HAL icon
149
Halliburton
HAL
$27.7B
$288K ﹤0.01%
5,984
-2,394,262
-100% -$112M
UMH.PRA.CL
150
DELISTED
Umh Properties Inc
UMH.PRA.CL
$263K ﹤0.01%
+10,282
New +$266K
3 4 5
6
7

Similar funds

TI
TT International London, United Kingdom $1.94B AUM
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

NWQ Investment Management Company's Q3 2013 Portfolio in Review

As of Q3 2013, NWQ Investment Management Company held 168 positions worth $10.5B, down 8.3% from $11.5B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

NWQ Investment Management Company withdrew a net $1.49B in Q3 2013, closing 8 positions and reducing 85 holdings. Its most notable exit was MAIDENFORM BRANDS, INC, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 32% a quarter earlier, followed by Technology and Energy.

Against the trend, NWQ Investment Management Company opened a new position in Oracle worth $86.5M.

  • NWQ Investment Management Company's largest Q3 2013 buy was Oracle: 2,608,551 shares worth $86.5M.
  • NWQ Investment Management Company added most to Baker Hughes in Q3 2013, an estimated $106M increase.
  • NWQ Investment Management Company's biggest Q3 2013 reduction was CA, Inc., cutting an estimated $153M.
  • NWQ Investment Management Company fully exited MAIDENFORM BRANDS, INC in Q3 2013, selling an estimated $9.15M.
  • NWQ Investment Management Company's ten largest holdings make up 34% of its $10.5B portfolio in Q3 2013.
  • NWQ Investment Management Company opened 17 new positions and closed 8 in Q3 2013.
  • NWQ Investment Management Company's portfolio value fell 8.3% quarter-over-quarter to $10.5B.

Based on NWQ Investment Management Company's 13F filing for Q3 2013, filed 14 Nov 2013.