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NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$9.11B
AUM Growth
-$837M
Cap. Flow
-$456M
Cap. Flow %
-5.01%
Top 10 Hldgs %
23.88%
Holding
197
New
20
Increased
66
Reduced
85
Closed
19

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$125M
2
CIT
CIT Group Inc.
CIT
+$101M
3
EBAY icon
eBay
EBAY
+$77.9M
4
PNC icon
PNC Financial Services
PNC
+$64.2M
5
NRG icon
NRG Energy
NRG
+$53.1M

Top Sells

Rank Stock Value
1
AIG icon
American International
AIG
+$146M
2
ANDV
Andeavor
ANDV
+$96.9M
3
TWX
Time Warner Inc
TWX
+$92.3M
4
IRF
INTL RECTIFIER CORP
IRF
+$83.7M
5
HIG icon
Hartford Financial Services
HIG
+$73.3M

Sector Composition

Rank Sector Weight
1 Financials 27.45%
2 Technology 14.74%
3 Energy 11.93%
4 Healthcare 10.42%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEFT icon
101
Euronet Worldwide
EEFT
$2.66B
$19.8M 0.22%
413,268
-250,042
-38% -$12.5M
CRZO
102
DELISTED
Carrizo Oil & Gas Inc
CRZO
$19.6M 0.21%
363,408
+27,181
+8% +$1.66M
HAR
103
DELISTED
Harman International Industries
HAR
$18.3M 0.2%
186,889
-202,608
-52% -$22.6M
IRF
104
DELISTED
INTL RECTIFIER CORP
IRF
$18M 0.2%
458,272
-2,578,093
-85% -$83.7M
SGNT
105
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$16.1M 0.18%
517,326
-284,695
-35% -$7.71M
VIAV icon
106
Viavi Solutions
VIAV
$10.6B
$15.8M 0.17%
2,166,761
-308,726
-12% -$2.12M
WCC
107
WESCO International
WCC
$17.8B
$15.4M 0.17%
196,413
+9,826
+5% +$813K
PMT
108
PennyMac Mortgage Investment
PMT
$827M
$15.2M 0.17%
721,416
-25,145
-3% -$549K
CBF
109
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$12.1M 0.13%
+505,124
New +$12.1M
ARCC icon
110
Ares Capital
ARCC
$14.3B
$11M 0.12%
682,800
+203,300
+42% +$3.43M
EPAC icon
111
Enerpac Tool Group
EPAC
$1.91B
$10.8M 0.12%
354,002
+196,849
+125% +$6.51M
LFCR icon
112
Lifecore Biomedical
LFCR
$181M
$10.6M 0.12%
+867,182
New +$10.8M
GSK icon
113
GSK
GSK
$101B
$9.57M 0.11%
166,500
+47,420
+40% +$2.91M
GFF icon
114
Griffon
GFF
$4.75B
$9.31M 0.1%
817,592
-941,517
-54% -$11.1M
RWT
115
Redwood Trust
RWT
$592M
$8.45M 0.09%
517,299
-35,006
-6% -$663K
MEI icon
116
Methode Electronics
MEI
$602M
$7.58M 0.08%
205,642
-99,510
-33% -$3.53M
BNY
117
Bank of New York Mellon
BNY
$111B
$7.24M 0.08%
187,050
– –
NCMI icon
118
National CineMedia
NCMI
$209M
$7.13M 0.08%
49,110
+4,980
+11% +$763K
ERIC icon
119
Ericsson
ERIC
$33.4B
$7.03M 0.08%
558,600
-175,250
-24% -$2.18M
ARDC
120
Are Dynamic Credit Allocation Fund
ARDC
$298M
$6.65M 0.07%
390,003
+179,298
+85% +$3.16M
RDS.A
121
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.59M 0.07%
92,716
– –
PFLT icon
122
PennantPark Floating Rate Capital
PFLT
$742M
$6.27M 0.07%
454,877
+130,385
+40% +$1.84M
HTGC icon
123
Hercules Capital
HTGC
$3.11B
$6.22M 0.07%
430,400
+147,375
+52% +$2.33M
AAIC
124
DELISTED
Arlington Asset Investment Corp.
AAIC
$6.2M 0.07%
243,923
+54,375
+29% +$1.47M
TTE icon
125
TotalEnergies
TTE
$194B
$6.06M 0.07%
59,578,396,057
– –
3 4
5
6 7

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FS
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VIM
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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FAAS
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PS
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CT
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CAW
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NWQ Investment Management Company's Q3 2014 Portfolio in Review

As of Q3 2014, NWQ Investment Management Company held 197 positions worth $9.11B, down 8.4% from $9.94B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWQ Investment Management Company withdrew a net $456M in Q3 2014, closing 19 positions and reducing 85 holdings. Its most notable exit was Andeavor, an estimated $96.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 26% a quarter earlier, followed by Technology and Energy.

Against the trend, NWQ Investment Management Company opened a new position in Zions Bancorporation worth $124M.

  • NWQ Investment Management Company's largest Q3 2014 buy was Zions Bancorporation: 4,305,438 shares worth $124M.
  • NWQ Investment Management Company added most to NRG Energy in Q3 2014, an estimated $53.1M increase.
  • NWQ Investment Management Company's biggest Q3 2014 reduction was American International, cutting an estimated $146M.
  • NWQ Investment Management Company fully exited Andeavor in Q3 2014, selling an estimated $96.9M.
  • NWQ Investment Management Company's ten largest holdings make up 24% of its $9.11B portfolio in Q3 2014.
  • NWQ Investment Management Company opened 20 new positions and closed 19 in Q3 2014.
  • NWQ Investment Management Company's portfolio value fell 8.4% quarter-over-quarter to $9.11B.

Based on NWQ Investment Management Company's 13F filing for Q3 2014, filed 14 Nov 2014.