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NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
+5.08%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
-$957M
Cap. Flow
-$1.49B
Cap. Flow %
-14.14%
Top 10 Hldgs %
33.64%
Holding
168
New
17
Increased
51
Reduced
85
Closed
8

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$106M
2
LUMN icon
Lumen
LUMN
+$93.7M
3
ORCL icon
Oracle
ORCL
+$84.6M
4
OXY icon
Occidental Petroleum
OXY
+$39.1M
5
NCLH icon
Norwegian Cruise Line
NCLH
+$32.5M

Top Sells

Rank Stock Value
1
CA
CA, Inc.
CA
+$153M
2
VIAB
Viacom Inc. Class B
VIAB
+$118M
3
HAL icon
Halliburton
HAL
+$112M
4
UNM icon
Unum
UNM
+$94.8M
5
GS icon
Goldman Sachs
GS
+$94.8M

Sector Composition

Rank Sector Weight
1 Financials 30.23%
2 Technology 14.62%
3 Energy 14.26%
4 Healthcare 10.46%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
101
Texas Roadhouse
TXRH
$14.1B
$8.46M 0.08%
321,688
-11,814
-4% -$297K
RDS.A
102
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$8.04M 0.08%
131,131
-631
-0.5% -$38.6K
AWH
103
DELISTED
Allied World Assurance Co Hld Lt
AWH
$7.73M 0.07%
233,367
+8,853
+4% +$278K
HRL icon
104
Hormel Foods
HRL
$13.4B
$6.98M 0.07%
331,296
-153,572
-32% -$3.23M
LSCC icon
105
Lattice Semiconductor
LSCC
$18.4B
$6.81M 0.06%
+1,527,080
New +$7.57M
WFC.PRL icon
106
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
– –
0
– –
ORN icon
107
Orion Group Holdings
ORN
$402M
$6.21M 0.06%
596,620
+22,545
+4% +$249K
MRK icon
108
Merck
MRK
$328B
$5.96M 0.06%
131,267
-5,566
-4% -$254K
NCMI icon
109
National CineMedia
NCMI
$208M
$5.62M 0.05%
29,820
-1,980
-6% -$360K
TTE icon
110
TotalEnergies
TTE
$194B
$5.57M 0.05%
60,915,029,929
-24,604,198,860
-29% -$2.46M
TCPC icon
111
BlackRock TCP Capital
TCPC
$336M
$5.5M 0.05%
338,912
+35,900
+12% +$572K
ERIC icon
112
Ericsson
ERIC
$33.4B
$5.39M 0.05%
403,950
+13,650
+3% +$169K
BAC.PRL icon
113
Bank of America Series L
BAC.PRL
$4.02B
$4.84M 0.05%
4,481
-3,536
-44% -$3.87M
PRMW
114
DELISTED
Primo Water Corporation
PRMW
$4.73M 0.04%
614,810
+70,995
+13% +$579K
BNY
115
Bank of New York Mellon
BNY
$111B
$4.63M 0.04%
153,200
+23,210
+18% +$712K
BRKR icon
116
Bruker
BRKR
$9.03B
$4.55M 0.04%
+220,478
New +$4.21M
MIDD icon
117
Middleby
MIDD
$5.38B
$4.5M 0.04%
64,581
-53,661
-45% -$3.44M
AZN icon
118
AstraZeneca
AZN
$246B
$4.46M 0.04%
85,850
– –
AHT.PRE
119
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$3.94M 0.04%
151,720
+13,359
+10% +$354K
RS icon
120
Reliance Steel & Aluminium
RS
$21.8B
$3.79M 0.04%
+51,755
New +$3.61M
FEIC
121
DELISTED
FEI COMPANY
FEIC
$3.74M 0.04%
42,612
-60,256
-59% -$4.79M
LPX icon
122
Louisiana-Pacific
LPX
$5.15B
$3.59M 0.03%
+203,887
New +$3.37M
GE icon
123
GE Aerospace
GE
$379B
$3.54M 0.03%
30,890
+201
+0.7% +$23.1K
PG icon
124
Procter & Gamble
PG
$335B
$3.46M 0.03%
45,805
+155
+0.3% +$12.3K
GES
125
DELISTED
Guess Inc
GES
$3.4M 0.03%
114,059
-244,441
-68% -$7.64M
3 4
5
6 7

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VIM
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WAM
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FAAS
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PS
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CT
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CAW
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NWQ Investment Management Company's Q3 2013 Portfolio in Review

As of Q3 2013, NWQ Investment Management Company held 168 positions worth $10.5B, down 8.3% from $11.5B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

NWQ Investment Management Company withdrew a net $1.49B in Q3 2013, closing 8 positions and reducing 85 holdings. Its most notable exit was MAIDENFORM BRANDS, INC, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 32% a quarter earlier, followed by Technology and Energy.

Against the trend, NWQ Investment Management Company opened a new position in Oracle worth $86.5M.

  • NWQ Investment Management Company's largest Q3 2013 buy was Oracle: 2,608,551 shares worth $86.5M.
  • NWQ Investment Management Company added most to Baker Hughes in Q3 2013, an estimated $106M increase.
  • NWQ Investment Management Company's biggest Q3 2013 reduction was CA, Inc., cutting an estimated $153M.
  • NWQ Investment Management Company fully exited MAIDENFORM BRANDS, INC in Q3 2013, selling an estimated $9.15M.
  • NWQ Investment Management Company's ten largest holdings make up 34% of its $10.5B portfolio in Q3 2013.
  • NWQ Investment Management Company opened 17 new positions and closed 8 in Q3 2013.
  • NWQ Investment Management Company's portfolio value fell 8.3% quarter-over-quarter to $10.5B.

Based on NWQ Investment Management Company's 13F filing for Q3 2013, filed 14 Nov 2013.