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NIMC

NWQ Investment Management Company Portfolio holdings

AUM $2.22B
1-Year Est. Return 6.84%
This Fund
S&P 500
This Quarter Est. Return
+5.08%
1 Year Est. Return
-6.84%
3 Year Est. Return
+14.59%
5 Year Est. Return
+70.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
-$957M
Cap. Flow
-$1.49B
Cap. Flow %
-14.14%
Top 10 Hldgs %
33.64%
Holding
168
New
17
Increased
51
Reduced
85
Closed
8

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$106M
2
LUMN icon
Lumen
LUMN
+$93.7M
3
ORCL icon
Oracle
ORCL
+$84.6M
4
OXY icon
Occidental Petroleum
OXY
+$39.1M
5
NCLH icon
Norwegian Cruise Line
NCLH
+$32.5M

Top Sells

Rank Stock Value
1
CA
CA, Inc.
CA
+$153M
2
VIAB
Viacom Inc. Class B
VIAB
+$118M
3
HAL icon
Halliburton
HAL
+$112M
4
UNM icon
Unum
UNM
+$94.8M
5
GS icon
Goldman Sachs
GS
+$94.8M

Sector Composition

Rank Sector Weight
1 Financials 30.23%
2 Technology 14.62%
3 Energy 14.26%
4 Healthcare 10.46%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
26
Goldman Sachs
GS
$302B
$160M 1.52%
1,011,328
-588,797
-37% -$94.8M
COF icon
27
Capital One
COF
$136B
$159M 1.51%
2,313,596
-414,297
-15% -$27.9M
TT icon
28
Trane Technologies
TT
$105B
$151M 1.44%
2,920,257
-1,419,601
-33% -$69.6M
RTN
29
DELISTED
Raytheon Company
RTN
$151M 1.43%
1,954,302
-343,149
-15% -$25.5M
UNP icon
30
Union Pacific
UNP
$174B
$140M 1.33%
1,802,892
-243,590
-12% -$19.3M
AU icon
31
AngloGold Ashanti
AU
$49.5B
$127M 1.21%
9,562,868
-1,142,557
-11% -$15.3M
BHI
32
DELISTED
Baker Hughes
BHI
$109M 1.03%
2,210,033
+2,193,088
+12,942% +$106M
NRG icon
33
NRG Energy
NRG
$25.4B
$108M 1.02%
3,945,673
-641,569
-14% -$17.3M
VOD icon
34
Vodafone
VOD
$37.2B
$107M 1.02%
2,985,904
-2,573,579
-46% -$81.4M
B
35
Barrick Mining
B
$67.9B
$97.8M 0.93%
5,252,431
-728,155
-12% -$12.8M
AMAT icon
36
Applied Materials
AMAT
$435B
$90.9M 0.86%
5,185,310
-2,724,046
-34% -$43.5M
ORCL icon
37
Oracle
ORCL
$442B
$86.5M 0.82%
+2,608,551
New +$84.6M
PM icon
38
Philip Morris
PM
$290B
$78.6M 0.75%
907,587
-165,707
-15% -$14.5M
LSI
39
DELISTED
LSI CORPORATION
LSI
$70M 0.67%
8,949,878
-772,239
-8% -$5.91M
HAR
40
DELISTED
Harman International Industries
HAR
$66.2M 0.63%
998,849
-81,456
-8% -$5.09M
MOS icon
41
The Mosaic Company
MOS
$7.18B
$62.4M 0.59%
1,450,748
-295,621
-17% -$13.8M
RDEN
42
DELISTED
ELIZABETH ARDEN INC
RDEN
$60.4M 0.57%
1,637,068
+171,064
+12% +$6.71M
RGA icon
43
Reinsurance Group of America
RGA
$16.1B
$59.7M 0.57%
890,549
-22,242
-2% -$1.5M
FOR icon
44
Forestar Group
FOR
$1.49B
$58M 0.55%
2,693,941
+118,103
+5% +$2.49M
CRZO
45
DELISTED
Carrizo Oil & Gas Inc
CRZO
$57.1M 0.54%
1,531,547
-193,261
-11% -$6.42M
COHR
46
DELISTED
Coherent Inc
COHR
$55.3M 0.53%
902,015
+55,375
+7% +$3.25M
MSCC
47
DELISTED
Microsemi Corp
MSCC
$54.6M 0.52%
2,252,078
+365,100
+19% +$9.17M
LQD icon
48
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$50.6M 0.48%
445,993
-7,088
-2% -$802K
ORB
49
DELISTED
ORBITAL SCIENCES CORP
ORB
$48.7M 0.46%
2,297,971
-196,301
-8% -$3.7M
GFF icon
50
Griffon
GFF
$4.75B
$47M 0.45%
3,749,651
+42,101
+1% +$500K
1
2
3 4 5

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VIM
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WAM
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FAAS
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NWQ Investment Management Company's Q3 2013 Portfolio in Review

As of Q3 2013, NWQ Investment Management Company held 168 positions worth $10.5B, down 8.3% from $11.5B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

NWQ Investment Management Company withdrew a net $1.49B in Q3 2013, closing 8 positions and reducing 85 holdings. Its most notable exit was MAIDENFORM BRANDS, INC, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 32% a quarter earlier, followed by Technology and Energy.

Against the trend, NWQ Investment Management Company opened a new position in Oracle worth $86.5M.

  • NWQ Investment Management Company's largest Q3 2013 buy was Oracle: 2,608,551 shares worth $86.5M.
  • NWQ Investment Management Company added most to Baker Hughes in Q3 2013, an estimated $106M increase.
  • NWQ Investment Management Company's biggest Q3 2013 reduction was CA, Inc., cutting an estimated $153M.
  • NWQ Investment Management Company fully exited MAIDENFORM BRANDS, INC in Q3 2013, selling an estimated $9.15M.
  • NWQ Investment Management Company's ten largest holdings make up 34% of its $10.5B portfolio in Q3 2013.
  • NWQ Investment Management Company opened 17 new positions and closed 8 in Q3 2013.
  • NWQ Investment Management Company's portfolio value fell 8.3% quarter-over-quarter to $10.5B.

Based on NWQ Investment Management Company's 13F filing for Q3 2013, filed 14 Nov 2013.