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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.1%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
151
3M
MMM
$94.3B
$1.45M 0.14%
15,662
+83
+0.5% +$9.1K
MDY icon
152
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$1.43M 0.14%
3,549
-115
-3% -$50.8K
SCHD icon
153
Schwab US Dividend Equity ETF
SCHD
$106B
$1.43M 0.14%
64,362
-1,344
-2% -$32.7K
VRTX icon
154
Vertex Pharmaceuticals
VRTX
$126B
$1.42M 0.14%
4,918
+106
+2% +$30.5K
IVE icon
155
iShares S&P 500 Value ETF
IVE
$49.8B
$1.41M 0.13%
10,948
+501
+5% +$71K
XLU icon
156
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$1.4M 0.13%
42,832
+11,934
+39% +$437K
IBM icon
157
IBM
IBM
$224B
$1.36M 0.13%
11,483
-406
-3% -$53.3K
MUB icon
158
iShares National Muni Bond ETF
MUB
$45.9B
$1.36M 0.13%
13,290
-2,426
-15% -$258K
FUTY icon
159
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$1.36M 0.13%
32,270
-3,331
-9% -$157K
IHI icon
160
iShares US Medical Devices ETF
IHI
$3.37B
$1.36M 0.13%
28,872
-2,674
-8% -$139K
KO icon
161
Coca-Cola
KO
$375B
$1.36M 0.13%
24,285
-1,487
-6% -$92.4K
EMR icon
162
Emerson Electric
EMR
$88.3B
$1.35M 0.13%
18,507
-109
-0.6% -$9.05K
STIP icon
163
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.34M 0.13%
13,978
+10,533
+306% +$1.05M
ABT icon
164
Abbott
ABT
$187B
$1.34M 0.13%
13,868
+136
+1% +$14.5K
BMY icon
165
Bristol-Myers Squibb
BMY
$132B
$1.33M 0.13%
18,676
+1,634
+10% +$119K
LLY icon
166
Eli Lilly
LLY
$1.06T
$1.32M 0.13%
4,095
+236
+6% +$74.8K
BTI icon
167
British American Tobacco
BTI
$128B
$1.32M 0.13%
37,212
+1,412
+4% +$56.6K
TMO icon
168
Thermo Fisher Scientific
TMO
$220B
$1.32M 0.13%
2,601
-1,341
-34% -$750K
LOW icon
169
Lowe's Companies
LOW
$125B
$1.32M 0.13%
7,017
+144
+2% +$28K
DISV icon
170
Dimensional International Small Cap Value ETF
DISV
$5.14B
$1.32M 0.13%
70,936
+54,174
+323% +$1.13M
VOO icon
171
Vanguard S&P 500 ETF
VOO
$1.03T
$1.29M 0.12%
3,934
+240
+6% +$87.7K
SPYM
172
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$1.29M 0.12%
30,683
+6,665
+28% +$311K
PHM icon
173
Pultegroup
PHM
$25.3B
$1.27M 0.12%
+33,952
New +$1.43M
KYN icon
174
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$1.27M 0.12%
156,460
+13,910
+10% +$124K
ORCL icon
175
Oracle
ORCL
$423B
$1.27M 0.12%
20,731
-774
-4% -$56.7K
5 6
7
8 9

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.