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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.1%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
101
iShares Silver Trust
SLV
$30.9B
$2.21M 0.22%
108,674
-84,239
-44% -$1.82M
IEMG icon
102
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.21M 0.22%
46,358
-7,355
-14% -$364K
MELI icon
103
Mercado Libre
MELI
$92.3B
$2.19M 0.22%
1,724
– –
TIP icon
104
iShares TIPS Bond ETF
TIP
$14.7B
$2.15M 0.22%
20,709
+2,015
+11% +$213K
PFE icon
105
Pfizer
PFE
$153B
$2.14M 0.22%
64,536
-8,282
-11% -$293K
VGSH icon
106
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$2.14M 0.22%
37,108
+14,618
+65% +$842K
IWP icon
107
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$2.11M 0.21%
23,098
-15,549
-40% -$1.49M
BAC icon
108
Bank of America
BAC
$442B
$2M 0.2%
73,034
+1,986
+3% +$58.8K
VEU icon
109
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.97M 0.2%
38,033
-50,239
-57% -$2.72M
ORCL icon
110
Oracle
ORCL
$423B
$1.96M 0.2%
18,500
-857
-4% -$99.2K
XLI icon
111
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.92M 0.19%
18,935
+4,425
+30% +$474K
IMCG icon
112
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$1.88M 0.19%
32,875
+3,897
+13% +$235K
TLT icon
113
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$1.83M 0.19%
20,582
+931
+5% +$89.5K
ADP icon
114
Automatic Data Processing
ADP
$108B
$1.82M 0.19%
7,583
+250
+3% +$61K
PPG icon
115
PPG Industries
PPG
$26.6B
$1.81M 0.18%
13,907
+1
+0% +$140
GDXJ icon
116
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$1.76M 0.18%
54,666
-4,975
-8% -$176K
IVE icon
117
iShares S&P 500 Value ETF
IVE
$49.8B
$1.76M 0.18%
11,426
-644
-5% -$104K
DISV icon
118
Dimensional International Small Cap Value ETF
DISV
$5.14B
$1.73M 0.18%
72,563
-41,134
-36% -$1M
VWO icon
119
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.7M 0.17%
43,300
-94,617
-69% -$3.86M
UNH icon
120
UnitedHealth
UNH
$370B
$1.69M 0.17%
3,348
-66
-2% -$32.5K
VRTX icon
121
Vertex Pharmaceuticals
VRTX
$126B
$1.69M 0.17%
4,851
-10
-0.2% -$3.5K
MRK icon
122
Merck
MRK
$318B
$1.65M 0.17%
16,041
-2,243
-12% -$242K
VCSH icon
123
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.63M 0.17%
21,661
+1
+0% +$75
AVDV icon
124
Avantis International Small Cap Value ETF
AVDV
$19.8B
$1.62M 0.16%
27,973
-6,113
-18% -$361K
IJS icon
125
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$1.6M 0.16%
17,939
-5,698
-24% -$543K
3 4
5
6 7

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.