Nuveen Asset Management’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-21,000	Closed	-$310K	–	1067
2018 Q3	$310K	Sell	21,000 -5,535	-21%	-$81.7K	﹤0.01%	942
2018 Q2	$391K	Buy	+26,535	New	+$391K	﹤0.01%	900