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Northpointe Capital Portfolio holdings

AUM $258M
1-Year Est. Return 1.97%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
-1.97%
3 Year Est. Return
+33.01%
5 Year Est. Return
+82.13%
10 Year Est. Return
–
AUM
$986M
AUM Growth
-$148M
Cap. Flow
-$157M
Cap. Flow %
-15.95%
Top 10 Hldgs %
16.69%
Holding
290
New
52
Increased
65
Reduced
112
Closed
57

Top Buys

Rank Stock Value
1
HW
Headwaters Inc
HW
+$16.2M
2
MEI icon
Methode Electronics
MEI
+$12.6M
3
WWE
World Wrestling Entertainment
WWE
+$11.1M
4
PQUE
PETROQUEST ENERGY INC (DE)
PQUE
+$10.1M
5
SUPN icon
Supernus Pharmaceuticals
SUPN
+$9.85M

Top Sells

Rank Stock Value
1
ARQ icon
Arq
ARQ
+$13.9M
2
MX icon
Magnachip Semiconductor
MX
+$12.7M
3
TCF
TCF Financial Corporation Common Stock
TCF
+$11.8M
4
CKEC
Carmike Cinemas Inc
CKEC
+$11.7M
5
TCPC icon
BlackRock TCP Capital
TCPC
+$11.5M

Sector Composition

Rank Sector Weight
1 Industrials 16.09%
2 Healthcare 14.37%
3 Technology 12.63%
4 Financials 9.18%
5 Consumer Discretionary 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYTS icon
251
LSI Industries
LYTS
$853M
– –
-238,950
Closed -$2.07M
MOD icon
252
Modine Manufacturing
MOD
$12.8B
– –
-828,444
Closed -$10.6M
MX icon
253
Magnachip Semiconductor
MX
$128M
– –
-649,771
Closed -$12.7M
OESX icon
254
Orion Energy Systems
OESX
$41.1M
– –
-39,187
Closed -$2.67M
OMEX icon
255
Odyssey Marine Exploration
OMEX
$40.4M
– –
-35,873
Closed -$869K
ORCL icon
256
Oracle
ORCL
$331B
– –
-19,123
Closed -$731K
OXY icon
257
Occidental Petroleum
OXY
$57B
– –
-11,043
Closed -$1M
PPSI
258
Pioneer Power Solutions
PPSI
$33.1M
– –
-18,550
Closed -$193K
RFIL icon
259
RF Industries
RFIL
$135M
– –
-203,485
Closed -$1.87M
SLNG icon
260
Stabilis Solutions
SLNG
$85.5M
– –
-22,641
Closed -$1.81M
STRM
261
DELISTED
Streamline Health Solutions
STRM
– –
-782
Closed -$82K
STT icon
262
State Street
STT
$50.9B
– –
-14,790
Closed -$1.09M
SYNA icon
263
Synaptics
SYNA
$4.41B
– –
-208,910
Closed -$10.8M
TACT icon
264
Transact Technologies
TACT
$51.7M
– –
-191,190
Closed -$2.4M
WLK icon
265
Westlake Corp
WLK
$9.46B
– –
-22,916
Closed -$1.4M
ZION icon
266
Zions Bancorporation
ZION
$10.1B
– –
-44,770
Closed -$1.34M
ARQ icon
267
Arq
ARQ
$86.7M
– –
-514,440
Closed -$13.9M
BCOV
268
DELISTED
Brightcove, Inc.
BCOV
– –
-12,380
Closed -$175K
SEAC
269
DELISTED
Seachange International Inc
SEAC
– –
-15,573
Closed -$3.79M
FCCY
270
DELISTED
1st Constitution Bancorp
FCCY
– –
-14,098
Closed -$140K
CBL
271
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-30,424
Closed -$547K
SRCI
272
DELISTED
SRC Energy Inc
SRCI
– –
-34,391
Closed -$319K
TCF
273
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-371,890
Closed -$11.8M
GST
274
DELISTED
Gastar Exploration Inc.
GST
– –
-230,485
Closed -$1.59M
TWX
275
DELISTED
Time Warner Inc
TWX
– –
-21,919
Closed -$1.47M
8 9 10
11
12

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GWA
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KCM
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WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
IVGAI
Index Venture Growth Associates II St. Helier, Channel Islands, Jersey $184M AUM 46.09% 1-Year Est. Return
BW
Biegel & Waller Columbia, Maryland $179M AUM 1.6% 1-Year Est. Return
IPC
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AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return

Northpointe Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Northpointe Capital held 290 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Northpointe Capital withdrew a net $157M in Q1 2014, closing 57 positions and reducing 112 holdings. Its most notable exit was Arq, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northpointe Capital opened a new position in World Wrestling Entertainment worth $13.4M.

  • Northpointe Capital's largest Q1 2014 buy was World Wrestling Entertainment: 465,447 shares worth $13.4M.
  • Northpointe Capital added most to Headwaters Inc in Q1 2014, an estimated $16.2M increase.
  • Northpointe Capital's biggest Q1 2014 reduction was BlackRock TCP Capital, cutting an estimated $11.5M.
  • Northpointe Capital fully exited Arq in Q1 2014, selling an estimated $13.9M.
  • Northpointe Capital's ten largest holdings make up 17% of its $986M portfolio in Q1 2014.
  • Northpointe Capital opened 52 new positions and closed 57 in Q1 2014.
  • Northpointe Capital's portfolio value fell 13% quarter-over-quarter to $986M.

Based on Northpointe Capital's 13F filing for Q1 2014, filed 6 May 2014.