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Northpointe Capital Portfolio holdings

AUM $258M
1-Year Est. Return 1.97%
This Fund
S&P 500
This Quarter Est. Return
+17.49%
1 Year Est. Return
-1.97%
3 Year Est. Return
+33.01%
5 Year Est. Return
+82.13%
10 Year Est. Return
–
AUM
$854M
AUM Growth
-$13.6M
Cap. Flow
-$110M
Cap. Flow %
-12.9%
Top 10 Hldgs %
20.4%
Holding
277
New
46
Increased
105
Reduced
74
Closed
49

Top Buys

Rank Stock Value
1
CALX icon
Calix
CALX
+$10.8M
2
TTWO icon
Take-Two Interactive
TTWO
+$9.53M
3
EXTR icon
Extreme Networks
EXTR
+$8.64M
4
CALD
Callidus Software, Inc.
CALD
+$6.81M
5
RM icon
Regional Management Corp
RM
+$6.31M

Top Sells

Rank Stock Value
1
MRGE
MERGE HEALTHCARE INC COM STK (WI)
MRGE
+$20.6M
2
VRNT
Verint Systems
VRNT
+$17.8M
3
TIVO
Tivo Inc
TIVO
+$16.5M
4
BRS
Bristow Group, Inc.
BRS
+$15.9M
5
MTZ icon
MasTec
MTZ
+$14.8M

Sector Composition

Rank Sector Weight
1 Healthcare 14.95%
2 Technology 14.26%
3 Consumer Discretionary 13.02%
4 Industrials 11.07%
5 Financials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
251
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-165,185
Closed -$2.65M
CTG
252
DELISTED
Computer Task Group, Inc.
CTG
– –
-124,364
Closed -$2.86M
NPTN
253
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-16,320
Closed -$141K
SRGA
254
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-15,929
Closed -$1.8M
CAI
255
DELISTED
CAI International, Inc.
CAI
– –
-98,500
Closed -$2.32M
AFH
256
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
– –
-260,890
Closed -$2.24M
CSFL
257
DELISTED
CenterState Bank Corporation Common Stock
CSFL
– –
-527,117
Closed -$4.58M
TIVO
258
DELISTED
Tivo Inc
TIVO
– –
-723,746
Closed -$16.5M
LBY
259
DELISTED
Libbey, Inc.
LBY
– –
-210,469
Closed -$5M
TYPE
260
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-64,517
Closed -$1.64M
BRS
261
DELISTED
Bristow Group, Inc.
BRS
– –
-243,502
Closed -$15.9M
RT
262
DELISTED
Ruby Tuesday Georgia
RT
– –
-218,000
Closed -$2.01M
ATW
263
DELISTED
Atwood Oceanics
ATW
– –
-92,642
Closed -$4.82M
CHMT
264
DELISTED
Chemtura Corporation
CHMT
– –
-75,000
Closed -$1.52M
TPLM
265
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-19,680
Closed -$138K
ZQK
266
DELISTED
QUICKSILVER,INC.
ZQK
– –
-525,590
Closed -$3.38M
ENTR
267
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-934,626
Closed -$3.99M
BODY
268
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-587,413
Closed -$7.83M
CGX
269
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
– –
-77,728
Closed -$3.65M
ATX
270
DELISTED
COSTA INC CL A
ATX
– –
-66,398
Closed -$1.13M
KEYN
271
DELISTED
KEYNOTE SYSTEMS INC
KEYN
– –
-75,845
Closed -$1.5M
DLLR
272
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
– –
-428,537
Closed -$5.92M
STSA
273
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
– –
-270,058
Closed -$6.42M
MRGE
274
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-5,718,966
Closed -$20.6M
CEMI
275
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-323,205
Closed -$1.62M
8 9 10
11
12

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Northpointe Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Northpointe Capital held 277 positions worth $854M, down 1.6% from $867M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Northpointe Capital withdrew a net $110M in Q3 2013, closing 49 positions and reducing 74 holdings. Its most notable exit was MERGE HEALTHCARE INC COM STK (WI), an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Northpointe Capital opened a new position in Calix worth $11.3M.

  • Northpointe Capital's largest Q3 2013 buy was Calix: 886,073 shares worth $11.3M.
  • Northpointe Capital added most to Callidus Software, Inc. in Q3 2013, an estimated $6.81M increase.
  • Northpointe Capital's biggest Q3 2013 reduction was Verint Systems, cutting an estimated $17.8M.
  • Northpointe Capital fully exited MERGE HEALTHCARE INC COM STK (WI) in Q3 2013, selling an estimated $20.6M.
  • Northpointe Capital's ten largest holdings make up 20% of its $854M portfolio in Q3 2013.
  • Northpointe Capital opened 46 new positions and closed 49 in Q3 2013.
  • Northpointe Capital's portfolio value fell 1.6% quarter-over-quarter to $854M.

Based on Northpointe Capital's 13F filing for Q3 2013, filed 7 Nov 2013.