Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
John B. Sanfilippo & Son
JBSS
$993M
| $8.16M | ﹤0.01% |
99,836
-4,397
| -4% | -$382K |
|
2427
Manitowoc
MTW
$514M
| $8.16M | ﹤0.01% |
380,861
-8,595
| -2% | -$199K |
|
|
TTCF
2428
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
| $8.15M | ﹤0.01% |
442,401
-17,935
| -4% | -$355K |
|
|
BRSP
2429
BrightSpire Capital
BRSP
$649M
| $8.15M | ﹤0.01% |
868,069
-23,709
| -3% | -$229K |
|
|
GPMT
2430
Granite Point Mortgage Trust
GPMT
$69.5M
| $8.14M | ﹤0.01% |
618,047
-8,395
| -1% | -$115K |
|
2431
Harmony Biosciences
HRMY
$2.06B
| $8.14M | ﹤0.01% |
212,308
+22,187
| +12% | +$714K |
|
|
VZIO
2432
DELISTED
VIZIO Holding Corp.
VZIO
| $8.13M | ﹤0.01% |
382,493
+320,646
| +518% | +$7M |
|
|
KE
2433
Kimball Electronics
KE
$619M
| $8.11M | ﹤0.01% |
314,781
+1,319
| +0.4% | +$30.1K |
|
2434
Mitek Systems
MITK
$767M
| $8.11M | ﹤0.01% |
438,392
-11,339
| -3% | -$230K |
|
2435
Protagonist Therapeutics
PTGX
$8.51B
| $8.1M | ﹤0.01% |
456,977
+12,392
| +3% | +$528K |
|
|
GOOD
2436
Gladstone Commercial Corp
GOOD
$604M
| $8.09M | ﹤0.01% |
384,745
-33,430
| -8% | -$750K |
|
|
MCFE
2437
DELISTED
McAfee Corp. Class A Common Stock
MCFE
| $8.05M | ﹤0.01% |
364,135
+94,299
| +35% | +$2.44M |
|
2438
Amphastar Pharmaceuticals
AMPH
$892M
| $8.05M | ﹤0.01% |
423,385
-10,218
| -2% | -$200K |
|
|
RUTH
2439
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $8.04M | ﹤0.01% |
388,429
-4,012
| -1% | -$82.3K |
|
2440
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
| $8.04M | ﹤0.01% |
180,825
+14,597
| +9% | +$678K |
|
2441
Quanex
NX
$883M
| $8.04M | ﹤0.01% |
375,258
-12,474
| -3% | -$291K |
|
|
CNR
2442
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $8.02M | ﹤0.01% |
549,184
-11,353
| -2% | -$185K |
|
|
RUBY
2443
DELISTED
Rubius Therapeutics, Inc
RUBY
| $8.02M | ﹤0.01% |
448,459
-26,382
| -6% | -$574K |
|
|
CNH
2444
CNH Industrial
CNH
$13.4B
| $8M | ﹤0.01% |
553,208
-11,691
| -2% | -$168K |
|
|
ENDP
2445
DELISTED
Endo International plc
ENDP
| $7.99M | ﹤0.01% |
2,466,604
-592,358
| -19% | -$2.09M |
|
|
JOYY
2446
JOYY Inc
JOYY
$3.73B
| $7.96M | ﹤0.01% |
145,252
-110,024
| -43% | -$6.16M |
|
2447
RE/MAX Holdings
RMAX
$195M
| $7.95M | ﹤0.01% |
255,055
+1,814
| +0.7% | +$60.3K |
|
2448
IDEAYA Biosciences
IDYA
$3.41B
| $7.87M | ﹤0.01% |
308,744
+47,870
| +18% | +$1.12M |
|
2449
Invivyd
IVVD
$163M
| $7.86M | ﹤0.01% |
+186,091
| New | +$6.91M |
|
2450
Modine Manufacturing
MOD
$10.4B
| $7.86M | ﹤0.01% |
693,421
-18,921
| -3% | -$264K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.