Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFBK
2426
DELISTED
Northfield Bancorp
NFBK
| $5.87M | ﹤0.01% |
643,727
+14,659
| +2% | +$144K |
|
|
CLVS
2427
DELISTED
Clovis Oncology, Inc.
CLVS
| $5.87M | ﹤0.01% |
1,005,963
+6,475
| +0.6% | +$38.7K |
|
2428
Stoneridge
SRI
$195M
| $5.85M | ﹤0.01% |
318,678
-17,732
| -5% | -$362K |
|
|
VBIV
2429
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
| $5.84M | ﹤0.01% |
68,103
+1,274
| +2% | +$148K |
|
|
AMTI
2430
DELISTED
Applied Molecular Transport Inc. Common Stock
AMTI
| $5.84M | ﹤0.01% |
+183,617
| New | +$4.51M |
|
2431
Scorpio Tankers
STNG
$3.9B
| $5.84M | ﹤0.01% |
527,590
+32,757
| +7% | +$412K |
|
2432
XBiotech
XBIT
$68M
| $5.82M | ﹤0.01% |
304,758
+71,419
| +31% | +$1.23M |
|
2433
Liberty Energy
LBRT
$3.05B
| $5.81M | ﹤0.01% |
727,706
-2,967
| -0.4% | -$20.6K |
|
|
AERI
2434
DELISTED
Aerie Pharmaceuticals
AERI
| $5.81M | ﹤0.01% |
493,690
-20,170
| -4% | -$246K |
|
|
FLXN
2435
DELISTED
Flexion Therapeutics, Inc.
FLXN
| $5.81M | ﹤0.01% |
557,690
+61,993
| +13% | +$760K |
|
2436
Geron
GERN
$828M
| $5.8M | ﹤0.01% |
3,331,081
+713,774
| +27% | +$1.32M |
|
|
QADA
2437
DELISTED
QAD Inc.
QADA
| $5.77M | ﹤0.01% |
136,838
-10,116
| -7% | -$425K |
|
2438
Algonquin Power & Utilities
AQN
$4.49B
| $5.77M | ﹤0.01% |
396,961
+120,003
| +43% | +$1.65M |
|
|
PENG
2439
Penguin Solutions Inc
PENG
$2.7B
| $5.77M | ﹤0.01% |
422,208
-18,084
| -4% | -$241K |
|
2440
Citi Trends
CTRN
$555M
| $5.75M | ﹤0.01% |
230,290
-11,871
| -5% | -$237K |
|
2441
Miller Industries
MLR
$573M
| $5.75M | ﹤0.01% |
188,137
-8,047
| -4% | -$242K |
|
2442
Copa Holdings
CPA
$5.76B
| $5.75M | ﹤0.01% |
114,183
-33,004
| -22% | -$1.67M |
|
2443
Banc of California
BANC
$3.03B
| $5.75M | ﹤0.01% |
567,862
-14,673
| -3% | -$159K |
|
2444
Camden National
CAC
$978M
| $5.74M | ﹤0.01% |
189,902
-9,115
| -5% | -$295K |
|
2445
Comtech Telecommunications
CMTL
$50.3M
| $5.74M | ﹤0.01% |
409,915
-10,237
| -2% | -$164K |
|
|
RESI
2446
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $5.74M | ﹤0.01% |
656,648
-22,797
| -3% | -$207K |
|
2447
RPC Inc
RES
$1.24B
| $5.74M | ﹤0.01% |
2,174,049
-14,296
| -0.7% | -$44.5K |
|
|
NOAH
2448
Noah Holdings
NOAH
$580M
| $5.73M | ﹤0.01% |
219,835
+1,787
| +0.8% | +$52.6K |
|
2449
Gogo Inc
GOGO
$565M
| $5.73M | ﹤0.01% |
619,928
-61,916
| -9% | -$338K |
|
|
CIO
2450
DELISTED
City Office REIT
CIO
| $5.72M | ﹤0.01% |
761,142
-69,904
| -8% | -$605K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.