Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Nkarta
NKTX
$154M
| $6.19M | ﹤0.01% |
+205,946
| New | +$6.07M |
|
2402
Ichor Holdings
ICHR
$2.8B
| $6.18M | ﹤0.01% |
286,605
-17,284
| -6% | -$459K |
|
2403
Kulicke & Soffa
KLIC
$4.72B
| $6.17M | ﹤0.01% |
275,513
-18,982
| -6% | -$448K |
|
2404
Arcutis Biotherapeutics
ARQT
$3.24B
| $6.16M | ﹤0.01% |
210,268
+81,938
| +64% | +$2.19M |
|
|
BMTC
2405
DELISTED
Bryn Mawr Bank Corp
BMTC
| $6.13M | ﹤0.01% |
246,482
-10,503
| -4% | -$280K |
|
|
AVTA
2406
DELISTED
Avantax, Inc. Common Stock
AVTA
| $6.11M | ﹤0.01% |
648,235
-20,298
| -3% | -$225K |
|
2407
Korro Bio
KRRO
$155M
| $6.1M | ﹤0.01% |
6,352
+55
| +0.9% | +$59K |
|
2408
Invesco Mortgage Capital
IVR
$757M
| $6.08M | ﹤0.01% |
224,410
-10,041
| -4% | -$310K |
|
|
USCR
2409
DELISTED
U S Concrete, Inc.
USCR
| $6.07M | ﹤0.01% |
209,045
-5,099
| -2% | -$138K |
|
2410
Mitek Systems
MITK
$767M
| $6M | ﹤0.01% |
470,714
-38,518
| -8% | -$434K |
|
2411
Fulgent Genetics
FLGT
$500M
| $5.99M | ﹤0.01% |
149,697
-2,040
| -1% | -$63.9K |
|
2412
IMAX
IMAX
$2.8B
| $5.99M | ﹤0.01% |
501,040
-17,041
| -3% | -$220K |
|
|
TTM
2413
DELISTED
Tata Motors Limited
TTM
| $5.99M | ﹤0.01% |
658,939
+70,049
| +12% | +$583K |
|
2414
Transocean
RIG
$5.7B
| $5.99M | ﹤0.01% |
7,420,772
+2,299,670
| +45% | +$3.76M |
|
2415
Gold Fields
GFI
$30.4B
| $5.97M | ﹤0.01% |
486,124
-6,229
| -1% | -$76.6K |
|
|
TRUE
2416
DELISTED
TrueCar
TRUE
| $5.97M | ﹤0.01% |
1,194,747
-34,437
| -3% | -$145K |
|
2417
Vanguard FTSE Europe ETF
VGK
$30.8B
| $5.97M | ﹤0.01% |
113,807
+5,750
| +5% | +$307K |
|
2418
Resources Connection
RGP
$153M
| $5.96M | ﹤0.01% |
516,366
-19,199
| -4% | -$228K |
|
2419
Flex
FLEX
$43B
| $5.92M | ﹤0.01% |
705,303
+5,102
| +0.7% | +$41.6K |
|
2420
Vanguard Morningstar Large-Cap ETF
VV
$53.2B
| $5.92M | ﹤0.01% |
37,808
+510
| +1% | +$78.6K |
|
|
AKRO
2421
DELISTED
Akero Therapeutics
AKRO
| $5.91M | ﹤0.01% |
192,084
+38,032
| +25% | +$1.33M |
|
|
PAE
2422
DELISTED
PAE Incorporated Class A Common Stock
PAE
| $5.91M | ﹤0.01% |
694,942
-17,247
| -2% | -$154K |
|
2423
Koppers
KOP
$976M
| $5.89M | ﹤0.01% |
281,566
-17,020
| -6% | -$387K |
|
2424
Modine Manufacturing
MOD
$10.4B
| $5.89M | ﹤0.01% |
942,041
-25,883
| -3% | -$157K |
|
|
KLRS
2425
Kalaris Therapeutics
KLRS
$96.4M
| $5.88M | ﹤0.01% |
+9,293
| New | +$6.35M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.