Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Hawkins
HWKN
$2.76B
| $9.38M | ﹤0.01% |
268,996
-7,806
| -3% | -$270K |
|
|
MOMO
2327
Hello Group
MOMO
$875M
| $9.36M | ﹤0.01% |
884,769
-83,515
| -9% | -$1.05M |
|
2328
QCR Holdings
QCRH
$1.72B
| $9.33M | ﹤0.01% |
181,430
-6,905
| -4% | -$341K |
|
|
CCXI
2329
DELISTED
ChemoCentryx, Inc.
CCXI
| $9.3M | ﹤0.01% |
543,778
-24,355
| -4% | -$379K |
|
|
CUTR
2330
DELISTED
Cutera, Inc.
CUTR
| $9.28M | ﹤0.01% |
199,186
-9,119
| -4% | -$450K |
|
2331
Anika Therapeutics
ANIK
$282M
| $9.28M | ﹤0.01% |
217,962
-1,240
| -0.6% | -$51.1K |
|
|
AVTA
2332
DELISTED
Avantax, Inc. Common Stock
AVTA
| $9.27M | ﹤0.01% |
594,334
+19,829
| +3% | +$321K |
|
2333
Ferguson
FERG
$48.9B
| $9.25M | ﹤0.01% |
66,314
-240
| -0.4% | -$34.2K |
|
|
STFC
2334
DELISTED
State Auto Financial Corp
STFC
| $9.25M | ﹤0.01% |
181,558
-12,401
| -6% | -$587K |
|
|
PWSC
2335
DELISTED
PowerSchool Holdings, Inc.
PWSC
| $9.24M | ﹤0.01% |
+375,456
| New | +$10.4M |
|
2336
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
| $9.23M | ﹤0.01% |
134,145
-1,649
| -1% | -$118K |
|
2337
Cemex
CX
$17.1B
| $9.23M | ﹤0.01% |
1,287,457
-3,497,134
| -73% | -$27.6M |
|
2338
CRA International
CRAI
$1.17B
| $9.21M | ﹤0.01% |
92,737
-1,276
| -1% | -$115K |
|
2339
Douglas Dynamics
PLOW
$901M
| $9.16M | ﹤0.01% |
252,436
-1,295
| -0.5% | -$49.9K |
|
2340
Horizon Bancorp
HBNC
$1.07B
| $9.16M | ﹤0.01% |
504,213
-15,236
| -3% | -$263K |
|
2341
Origin Bancorp
OBK
$1.71B
| $9.15M | ﹤0.01% |
216,170
-10,231
| -5% | -$419K |
|
2342
Workhorse Group
WKHS
$33.8M
| $9.15M | ﹤0.01% |
399
-95
| -19% | -$2.87M |
|
2343
Harmonic Inc
HLIT
$1.27B
| $9.14M | ﹤0.01% |
1,045,038
-26,563
| -2% | -$238K |
|
|
TVRD
2344
Tvardi Therapeutics
TVRD
$18.9M
| $9.14M | ﹤0.01% |
16,436
-82
| -0.5% | -$41.1K |
|
2345
Axsome Therapeutics
AXSM
$10.8B
| $9.14M | ﹤0.01% |
277,250
-12,880
| -4% | -$502K |
|
|
JAMF
2346
DELISTED
Jamf
JAMF
| $9.11M | ﹤0.01% |
236,519
+22,886
| +11% | +$786K |
|
|
EFC
2347
Ellington Financial
EFC
$1.67B
| $9.11M | ﹤0.01% |
497,890
+44,565
| +10% | +$818K |
|
2348
Vanguard Russell 1000 ETF
VONE
$8.4B
| $9.1M | ﹤0.01% |
45,432
+453
| +1% | +$93.2K |
|
2349
Plains All American Pipeline
PAA
$17B
| $9.08M | ﹤0.01% |
892,518
+467,310
| +110% | +$4.64M |
|
2350
Aclaris Therapeutics
ACRS
$740M
| $9.03M | ﹤0.01% |
501,633
+45,197
| +10% | +$725K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.