Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVID
2201
DELISTED
Avid Technology Inc
AVID
| $10.9M | ﹤0.01% |
378,415
-26,635
| -7% | -$823K |
|
2202
The GEO Group
GEO
$4.13B
| $10.9M | ﹤0.01% |
1,463,720
-57,605
| -4% | -$423K |
|
2203
Lemonade
LMND
$3.74B
| $10.9M | ﹤0.01% |
163,010
+26,294
| +19% | +$2.12M |
|
|
GBIO
2204
DELISTED
Generation Bio
GBIO
| $10.9M | ﹤0.01% |
43,552
+3,009
| +7% | +$721K |
|
2205
ProPetro Holding
PUMP
$1.36B
| $10.9M | ﹤0.01% |
1,261,160
-5,474
| -0.4% | -$42.8K |
|
|
DHC
2206
Diversified Healthcare Trust
DHC
$2.15B
| $10.9M | ﹤0.01% |
3,216,744
-452,215
| -12% | -$1.71M |
|
2207
Magna International
MGA
$18.7B
| $10.9M | ﹤0.01% |
144,727
-90,844
| -39% | -$7.48M |
|
|
DM
2208
DELISTED
Desktop Metal, Inc.
DM
| $10.9M | ﹤0.01% |
151,550
+47,788
| +46% | +$4.15M |
|
|
VIVO
2209
DELISTED
Meridian Bioscience Inc
VIVO
| $10.9M | ﹤0.01% |
564,135
-17,940
| -3% | -$358K |
|
2210
Smith & Wesson
SWBI
$651M
| $10.8M | ﹤0.01% |
520,938
-60,769
| -10% | -$1.46M |
|
|
CAI
2211
DELISTED
CAI International, Inc.
CAI
| $10.8M | ﹤0.01% |
193,234
-7,838
| -4% | -$438K |
|
2212
Flex
FLEX
$41.7B
| $10.8M | ﹤0.01% |
810,090
+25,447
| +3% | +$342K |
|
2213
Ethan Allen Interiors
ETD
$570M
| $10.8M | ﹤0.01% |
454,689
-11,008
| -2% | -$272K |
|
|
TEN
2214
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $10.8M | ﹤0.01% |
754,782
-1,226
| -0.2% | -$19.8K |
|
2215
Upland Software
UPLD
$12.8M
| $10.7M | ﹤0.01% |
32,126
-520
| -2% | -$195K |
|
2216
Invesco S&P 500 Equal Weight ETF
RSP
$97B
| $10.7M | ﹤0.01% |
71,380
-1,616
| -2% | -$247K |
|
|
EBSB
2217
DELISTED
Meridian Bancorp, Inc.
EBSB
| $10.7M | ﹤0.01% |
514,931
-20,041
| -4% | -$399K |
|
2218
Pembina Pipeline
PBA
$28.4B
| $10.7M | ﹤0.01% |
336,492
-67,768
| -17% | -$2.14M |
|
|
FIRY
2219
Firy Inc
FIRY
$148M
| $10.7M | ﹤0.01% |
54,283
-4,852
| -8% | -$1.25M |
|
2220
Warner Music
WMG
$13.5B
| $10.6M | ﹤0.01% |
249,114
-42,124
| -14% | -$1.6M |
|
2221
Vroom Inc
VRM
$39M
| $10.6M | ﹤0.01% |
6,027
+1,821
| +43% | +$4.64M |
|
|
VTLE
2222
DELISTED
Vital Energy
VTLE
| $10.6M | ﹤0.01% |
131,149
+6,137
| +5% | +$375K |
|
2223
CGI
GIB
$15.1B
| $10.6M | ﹤0.01% |
125,398
-79,426
| -39% | -$7.14M |
|
|
DNMR
2224
DELISTED
Danimer Scientific, Inc.
DNMR
| $10.6M | ﹤0.01% |
16,254
+9,780
| +151% | +$7.19M |
|
2225
Innoviva
INVA
$1.55B
| $10.6M | ﹤0.01% |
634,676
-148,879
| -19% | -$2.23M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.