Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Ethan Allen Interiors
ETD
$593M
| $9.65M | ﹤0.01% |
712,759
-20,222
| -3% | -$267K |
|
2127
American Vanguard Corp
AVD
$70.9M
| $9.64M | ﹤0.01% |
733,719
-14,071
| -2% | -$196K |
|
2128
Canadian Solar
CSIQ
$1.07B
| $9.63M | ﹤0.01% |
274,292
+62,026
| +29% | +$1.65M |
|
|
TRST
2129
Trustco Bank Corp NY
TRST
$978M
| $9.62M | ﹤0.01% |
368,463
-15,070
| -4% | -$440K |
|
2130
LeMaitre Vascular
LMAT
$2.38B
| $9.61M | ﹤0.01% |
295,468
+439
| +0.1% | +$13.2K |
|
|
CBB
2131
DELISTED
Cincinnati Bell Inc.
CBB
| $9.61M | ﹤0.01% |
640,639
-29,538
| -4% | -$443K |
|
2132
Vanguard Real Estate ETF
VNQ
$39.2B
| $9.6M | ﹤0.01% |
121,570
-3,329
| -3% | -$267K |
|
2133
Amphastar Pharmaceuticals
AMPH
$887M
| $9.58M | ﹤0.01% |
510,977
-10,658
| -2% | -$215K |
|
2134
Ameresco
AMRC
$1.22B
| $9.55M | ﹤0.01% |
285,984
-13,241
| -4% | -$401K |
|
2135
State Street SPDR S&P Dividend ETF
SDY
$23.5B
| $9.52M | ﹤0.01% |
102,975
-10,672
| -9% | -$1.01M |
|
|
AZEK
2136
DELISTED
The AZEK Co
AZEK
| $9.49M | ﹤0.01% |
+272,661
| New | +$9.5M |
|
|
ALX
2137
Alexander's
ALX
$1.36B
| $9.48M | ﹤0.01% |
38,666
-943
| -2% | -$239K |
|
2138
Arcus Biosciences
RCUS
$3.47B
| $9.47M | ﹤0.01% |
552,448
+65,365
| +13% | +$1.46M |
|
2139
HUTCHMED
HCM
$2B
| $9.45M | ﹤0.01% |
292,668
+12,306
| +4% | +$384K |
|
2140
InterContinental Hotels
IHG
$23.2B
| $9.44M | ﹤0.01% |
179,937
+8,449
| +5% | +$441K |
|
2141
Monarch Casino & Resort
MCRI
$2.22B
| $9.44M | ﹤0.01% |
211,557
-5,133
| -2% | -$210K |
|
2142
Innoviva
INVA
$1.53B
| $9.42M | ﹤0.01% |
901,329
-71,178
| -7% | -$905K |
|
2143
Rocket Pharmaceuticals
RCKT
$373M
| $9.42M | ﹤0.01% |
411,995
-22,151
| -5% | -$546K |
|
|
CATM
2144
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $9.41M | ﹤0.01% |
475,221
-31,003
| -6% | -$677K |
|
2145
Beam Therapeutics
BEAM
$2.66B
| $9.41M | ﹤0.01% |
382,056
+214,813
| +128% | +$5.33M |
|
2146
Rhythm Pharmaceuticals
RYTM
$6.88B
| $9.38M | ﹤0.01% |
432,820
-26,903
| -6% | -$617K |
|
|
SPNS
2147
DELISTED
Sapiens International
SPNS
| $9.38M | ﹤0.01% |
306,599
+221,059
| +258% | +$6.78M |
|
2148
WPP
WPP
$4.4B
| $9.38M | ﹤0.01% |
238,928
+21,585
| +10% | +$854K |
|
|
RDUS
2149
DELISTED
Radius Recycling
RDUS
| $9.37M | ﹤0.01% |
487,216
-15,419
| -3% | -$292K |
|
2150
Apogee Enterprises
APOG
$861M
| $9.36M | ﹤0.01% |
437,941
-12,433
| -3% | -$272K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.