Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SUMO
2101
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
| $12.9M | ﹤0.01% |
799,752
+122,388
| +18% | +$2.43M |
|
|
HTBK
2102
DELISTED
Heritage Commerce
HTBK
| $12.9M | ﹤0.01% |
1,108,378
+8,164
| +0.7% | +$91.3K |
|
2103
Equinor
EQNR
$97.7B
| $12.9M | ﹤0.01% |
505,138
-718,641
| -59% | -$15.4M |
|
2104
ORIX
IX
$44B
| $12.9M | ﹤0.01% |
680,455
-341,685
| -33% | -$6.29M |
|
|
MORF
2105
DELISTED
Morphic Holding, Inc. Common Stock
MORF
| $12.9M | ﹤0.01% |
226,912
+8,324
| +4% | +$504K |
|
2106
Apogee Enterprises
APOG
$826M
| $12.8M | ﹤0.01% |
338,339
-7,026
| -2% | -$282K |
|
2107
Perdoceo Education
PRDO
$1.99B
| $12.8M | ﹤0.01% |
1,209,184
+27,843
| +2% | +$313K |
|
2108
iShares S&P 500 Value ETF
IVE
$49B
| $12.8M | ﹤0.01% |
87,768
+666
| +0.8% | +$99.2K |
|
2109
DHT Holdings
DHT
$2.99B
| $12.8M | ﹤0.01% |
1,954,141
-96,750
| -5% | -$560K |
|
2110
Mizuho Financial
MFG
$127B
| $12.7M | ﹤0.01% |
4,482,914
-4,035,479
| -47% | -$11.6M |
|
2111
Telus
TU
$14.9B
| $12.7M | ﹤0.01% |
577,762
-391,640
| -40% | -$8.83M |
|
2112
Veeco
VECO
$3.05B
| $12.7M | ﹤0.01% |
571,024
-9,716
| -2% | -$216K |
|
2113
Kosmos Energy
KOS
$1.6B
| $12.7M | ﹤0.01% |
4,275,263
-157,200
| -4% | -$383K |
|
2114
Northern Oil and Gas
NOG
$2.3B
| $12.6M | ﹤0.01% |
589,786
+50,992
| +9% | +$891K |
|
2115
iShares Core US Aggregate Bond ETF
AGG
$137B
| $12.6M | ﹤0.01% |
10,947,131
-1,268,074
| -10% | -$147M |
|
2116
Cass Information Systems
CASS
$714M
| $12.5M | ﹤0.01% |
299,867
+2,759
| +0.9% | +$117K |
|
2117
Gevo
GEVO
$360M
| $12.5M | ﹤0.01% |
1,883,650
-23,684
| -1% | -$147K |
|
|
AHRT
2118
AH Realty Trust
AHRT
$529M
| $12.5M | ﹤0.01% |
935,277
+82,911
| +10% | +$1.1M |
|
|
PGTI
2119
DELISTED
PGT, Inc.
PGTI
| $12.5M | ﹤0.01% |
654,043
-31,882
| -5% | -$681K |
|
2120
Shoals Technologies Group
SHLS
$1.47B
| $12.4M | ﹤0.01% |
446,043
+33,471
| +8% | +$1.04M |
|
|
POLY
2121
DELISTED
Plantronics, Inc.
POLY
| $12.4M | ﹤0.01% |
483,534
+63,293
| +15% | +$1.99M |
|
2122
German American Bancorp
GABC
$1.91B
| $12.4M | ﹤0.01% |
321,393
-11,570
| -3% | -$430K |
|
2123
Rocket Pharmaceuticals
RCKT
$340M
| $12.4M | ﹤0.01% |
414,618
-13,986
| -3% | -$509K |
|
|
BRMK
2124
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $12.4M | ﹤0.01% |
1,256,159
-43,428
| -3% | -$451K |
|
|
TGI
2125
DELISTED
Triumph Group
TGI
| $12.4M | ﹤0.01% |
663,340
+77,114
| +13% | +$1.44M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.