Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
KB Financial Group
KB
$41.4B
| $13.8M | ﹤0.01% |
297,343
-1,482,989
| -83% | -$67.1M |
|
2052
Hydrofarm Holdings
HYFM
$2.57M
| $13.8M | ﹤0.01% |
36,453
+21,484
| +144% | +$10.4M |
|
2053
GrowGeneration
GRWG
$86.5M
| $13.7M | ﹤0.01% |
556,748
-21,048
| -4% | -$744K |
|
|
BLUE
2054
DELISTED
bluebird bio
BLUE
| $13.7M | ﹤0.01% |
55,402
-1,371
| -2% | -$392K |
|
2055
Vanda Pharmaceuticals
VNDA
$307M
| $13.7M | ﹤0.01% |
799,472
-20,681
| -3% | -$362K |
|
2056
Acco Brands
ACCO
$389M
| $13.7M | ﹤0.01% |
1,594,079
-22,198
| -1% | -$196K |
|
|
TELL
2057
DELISTED
Tellurian Inc.
TELL
| $13.7M | ﹤0.01% |
3,498,607
+2,403,876
| +220% | +$8.21M |
|
2058
Telkom Indonesia
TLK
$14.5B
| $13.7M | ﹤0.01% |
537,410
-73,083
| -12% | -$1.68M |
|
2059
Yext
YEXT
$547M
| $13.6M | ﹤0.01% |
1,133,747
-10,259
| -0.9% | -$132K |
|
|
DCPH
2060
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
| $13.6M | ﹤0.01% |
400,960
-23,379
| -6% | -$746K |
|
2061
Stem
STEM
$48.4M
| $13.6M | ﹤0.01% |
28,510
-7,168
| -20% | -$3.77M |
|
|
INN
2062
Summit Hotel Properties
INN
$746M
| $13.6M | ﹤0.01% |
1,413,054
-177,965
| -11% | -$1.63M |
|
2063
Travere Therapeutics
TVTX
$5.2B
| $13.6M | ﹤0.01% |
560,615
-58,130
| -9% | -$1.07M |
|
|
MCHB
2064
Mechanics Bancorp
MCHB
$3.72B
| $13.6M | ﹤0.01% |
330,041
-4,587
| -1% | -$179K |
|
2065
MannKind Corp
MNKD
$1.21B
| $13.6M | ﹤0.01% |
3,118,152
-118,268
| -4% | -$533K |
|
|
TRIL
2066
DELISTED
Trillium Therapeutics Inc.
TRIL
| $13.6M | ﹤0.01% |
772,019
-31,610
| -4% | -$369K |
|
2067
Comstock Resources
CRK
$3.89B
| $13.6M | ﹤0.01% |
1,309,265
-3,762
| -0.3% | -$25.5K |
|
2068
Genmab
GMAB
$17.7B
| $13.5M | ﹤0.01% |
309,628
-59,865
| -16% | -$2.69M |
|
|
TPIC
2069
DELISTED
TPI Composites
TPIC
| $13.5M | ﹤0.01% |
400,079
+6,452
| +2% | +$253K |
|
2070
Dime Commercial Bancshares
DCOM
$1.8B
| $13.5M | ﹤0.01% |
413,332
-12,657
| -3% | -$410K |
|
2071
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $13.5M | ﹤0.01% |
228,060
-3,316
| -1% | -$200K |
|
2072
Transocean
RIG
$5.89B
| $13.5M | ﹤0.01% |
3,558,734
+6,988
| +0.2% | +$25.4K |
|
|
LADR
2073
Ladder Capital
LADR
$1.21B
| $13.4M | ﹤0.01% |
1,217,011
-36,569
| -3% | -$409K |
|
2074
Nokia
NOK
$51B
| $13.4M | ﹤0.01% |
2,461,133
-1,358,799
| -36% | -$7.89M |
|
2075
Center Bancorp
CNOB
$1.66B
| $13.4M | ﹤0.01% |
446,576
-8,181
| -2% | -$226K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.