Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AAN
2026
DELISTED
The Aaron's Company Inc
AAN
| $14.4M | ﹤0.01% |
521,758
-17,765
| -3% | -$499K |
|
2027
Varex Imaging
VREX
$472M
| $14.3M | ﹤0.01% |
508,709
-6,506
| -1% | -$180K |
|
|
ARCH
2028
DELISTED
Arch Resources, Inc.
ARCH
| $14.3M | ﹤0.01% |
154,507
-1,469
| -0.9% | -$103K |
|
2029
Monarch Casino & Resort
MCRI
$2.2B
| $14.3M | ﹤0.01% |
213,751
-7,817
| -4% | -$505K |
|
|
PFC
2030
DELISTED
Premier Financial Corp. Common Stock
PFC
| $14.3M | ﹤0.01% |
449,714
-400
| -0.1% | -$11.5K |
|
2031
Sturm, Ruger & Co
RGR
$594M
| $14.3M | ﹤0.01% |
193,791
-5,400
| -3% | -$420K |
|
2032
Extreme Networks
EXTR
$3.94B
| $14.3M | ﹤0.01% |
1,448,379
-20,658
| -1% | -$218K |
|
2033
BOK Financial
BOKF
$8.58B
| $14.2M | ﹤0.01% |
158,989
-8,084
| -5% | -$692K |
|
2034
JFrog
FROG
$9.66B
| $14.2M | ﹤0.01% |
424,773
+313,243
| +281% | +$12.6M |
|
2035
Archrock
AROC
$6.27B
| $14.2M | ﹤0.01% |
1,723,273
-19,844
| -1% | -$160K |
|
2036
ENI
E
$80.5B
| $14.2M | ﹤0.01% |
531,125
-418,628
| -44% | -$10.2M |
|
2037
TriMas Corp
TRS
$1.43B
| $14.2M | ﹤0.01% |
438,854
-18,562
| -4% | -$573K |
|
2038
National Beverage
FIZZ
$2.96B
| $14.2M | ﹤0.01% |
269,850
-24,261
| -8% | -$1.13M |
|
2039
Senseonics Holdings Inc
SENS
$263M
| $14.2M | ﹤0.01% |
208,828
+2,097
| +1% | +$142K |
|
|
FARO
2040
DELISTED
Faro Technologies
FARO
| $14.2M | ﹤0.01% |
215,070
-4,590
| -2% | -$323K |
|
2041
Ingles Markets
IMKTA
$1.71B
| $14.1M | ﹤0.01% |
213,620
-7,591
| -3% | -$481K |
|
2042
Adtran
ADTN
$689M
| $14.1M | ﹤0.01% |
749,903
-23,016
| -3% | -$484K |
|
2043
Myers Industries
MYE
$1.29B
| $14.1M | ﹤0.01% |
718,405
-16,963
| -2% | -$361K |
|
2044
Preferred Bank
PFBC
$1.24B
| $14.1M | ﹤0.01% |
210,844
-398
| -0.2% | -$24.4K |
|
2045
Kura Oncology
KURA
$800M
| $14M | ﹤0.01% |
749,534
-15,645
| -2% | -$295K |
|
2046
Mativ Holdings
MATV
$481M
| $14M | ﹤0.01% |
404,919
-6,747
| -2% | -$252K |
|
2047
GDS Holdings
GDS
$6.56B
| $14M | ﹤0.01% |
247,862
-148,978
| -38% | -$9.18M |
|
2048
XPEL
XPEL
$1.22B
| $13.9M | ﹤0.01% |
182,663
-9,688
| -5% | -$797K |
|
2049
Alector
ALEC
$168M
| $13.8M | ﹤0.01% |
606,597
-10,251
| -2% | -$287K |
|
|
VRTV
2050
DELISTED
VERITIV CORPORATION
VRTV
| $13.8M | ﹤0.01% |
154,547
-5,122
| -3% | -$391K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.