Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Westlake Corp
WLK
$9.03B
| $15M | ﹤0.01% |
164,053
-14,074
| -8% | -$1.21M |
|
|
LBAI
2002
DELISTED
Lakeland Bancorp Inc
LBAI
| $14.9M | ﹤0.01% |
845,028
-22,981
| -3% | -$382K |
|
2003
Castle Biosciences
CSTL
$855M
| $14.9M | ﹤0.01% |
223,595
+792
| +0.4% | +$55.7K |
|
|
VISN
2004
Vistance Networks Inc
VISN
$2.65B
| $14.9M | ﹤0.01% |
1,093,792
+5,848
| +0.5% | +$101K |
|
2005
America's Car Mart
CRMT
$26.6M
| $14.9M | ﹤0.01% |
127,263
+1,463
| +1% | +$202K |
|
2006
Ericsson
ERIC
$32.2B
| $14.8M | ﹤0.01% |
1,325,314
-810,483
| -38% | -$9.58M |
|
2007
AAR Corp
AIR
$5.59B
| $14.8M | ﹤0.01% |
457,008
-4,637
| -1% | -$159K |
|
2008
Sotera Health
SHC
$5.09B
| $14.8M | ﹤0.01% |
565,908
+34,137
| +6% | +$826K |
|
2009
Enerpac Tool Group
EPAC
$1.83B
| $14.8M | ﹤0.01% |
712,862
-12,188
| -2% | -$303K |
|
2010
PBF Energy
PBF
$8.57B
| $14.8M | ﹤0.01% |
1,139,364
-35,750
| -3% | -$371K |
|
2011
e.l.f. Beauty
ELF
$4.89B
| $14.8M | ﹤0.01% |
508,123
+18,318
| +4% | +$524K |
|
2012
BRC Group Holdings
RILY
$288M
| $14.7M | ﹤0.01% |
249,778
-5,848
| -2% | -$383K |
|
|
NVEE
2013
DELISTED
NV5 Global
NVEE
| $14.6M | ﹤0.01% |
594,172
-924
| -0.2% | -$22.8K |
|
2014
Brookdale Senior Living
BKD
$3.49B
| $14.6M | ﹤0.01% |
2,318,403
-30,425
| -1% | -$217K |
|
2015
Stock Yards Bancorp
SYBT
$2.64B
| $14.6M | ﹤0.01% |
248,884
+19,324
| +8% | +$989K |
|
|
TGH
2016
DELISTED
Textainer Group Holdings limited
TGH
| $14.6M | ﹤0.01% |
417,680
-14,092
| -3% | -$461K |
|
|
DMC
2017
Del Monte Corp
DMC
$1.41B
| $14.6M | ﹤0.01% |
451,785
-11,806
| -3% | -$372K |
|
|
CHCT
2018
Community Healthcare Trust
CHCT
$523M
| $14.6M | ﹤0.01% |
322,038
-32,035
| -9% | -$1.55M |
|
2019
Cal-Maine
CALM
$4.12B
| $14.5M | ﹤0.01% |
402,309
-8,115
| -2% | -$289K |
|
|
ATSG
2020
DELISTED
Air Transport Services Group
ATSG
| $14.5M | ﹤0.01% |
562,849
-10,279
| -2% | -$259K |
|
|
EB
2021
DELISTED
Eventbrite
EB
| $14.4M | ﹤0.01% |
763,826
-28,512
| -4% | -$501K |
|
2022
Inovio Pharmaceuticals
INO
$55.7M
| $14.4M | ﹤0.01% |
168,031
-4,360
| -3% | -$438K |
|
2023
World Acceptance Corp
WRLD
$838M
| $14.4M | ﹤0.01% |
76,073
-3,117
| -4% | -$576K |
|
2024
Sun Life Financial
SLF
$46B
| $14.4M | ﹤0.01% |
280,217
-173,691
| -38% | -$8.93M |
|
2025
James River Group Holdings
JRVR
$208M
| $14.4M | ﹤0.01% |
381,481
-21,005
| -5% | -$767K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.