Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VF Corp
VFC
|
+$939M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$517M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$233M |
| 4 |
NXP Semiconductors
NXPI
|
+$195M |
| 5 |
Sherwin-Williams
SHW
|
+$192M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$787M |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Pinduoduo
PDD
|
+$215M |
| 4 |
Berkshire Hathaway Class B
BRK.B
|
+$212M |
| 5 |
Carnival Corporation Ltd
CCL
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.51% |
| 2 | Financials | 12.87% |
| 3 | Healthcare | 12.23% |
| 4 | Consumer Discretionary | 12.03% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Acadia Pharmaceuticals
ACAD
$4.43B
| $15.6M | ﹤0.01% |
605,998
+8,625
| +1% | +$380K |
|
2002
Matthews International
MATW
$866M
| $15.6M | ﹤0.01% |
394,877
-50,319
| -11% | -$1.77M |
|
2003
The RealReal
REAL
$1.46B
| $15.6M | ﹤0.01% |
688,843
-38,946
| -5% | -$958K |
|
|
RDUS
2004
DELISTED
Radius Recycling
RDUS
| $15.6M | ﹤0.01% |
372,905
-101,181
| -21% | -$3.68M |
|
2005
CEVA Inc
CEVA
$910M
| $15.6M | ﹤0.01% |
277,443
-16,215
| -6% | -$964K |
|
2006
German American Bancorp
GABC
$1.91B
| $15.6M | ﹤0.01% |
336,758
-93,938
| -22% | -$3.7M |
|
2007
National Beverage
FIZZ
$2.96B
| $15.5M | ﹤0.01% |
317,556
-19,110
| -6% | -$994K |
|
2008
Heron Therapeutics
HRTX
$93.9M
| $15.5M | ﹤0.01% |
957,017
-42,343
| -4% | -$755K |
|
|
RAD
2009
DELISTED
Rite Aid Corporation
RAD
| $15.5M | ﹤0.01% |
757,870
-179,487
| -19% | -$3.9M |
|
2010
Supernus Pharmaceuticals
SUPN
$2.59B
| $15.4M | ﹤0.01% |
589,857
-24,909
| -4% | -$697K |
|
2011
Relay Therapeutics
RLAY
$4.1B
| $15.4M | ﹤0.01% |
444,133
+88,240
| +25% | +$3.83M |
|
|
FLNA
2012
Filana Therapeutics
FLNA
$48.8M
| $15.3M | ﹤0.01% |
340,321
-8,697
| -2% | -$342K |
|
2013
WPP
WPP
$4.36B
| $15.3M | ﹤0.01% |
239,390
+5,106
| +2% | +$300K |
|
|
LBAI
2014
DELISTED
Lakeland Bancorp Inc
LBAI
| $15.2M | ﹤0.01% |
870,004
-375,227
| -30% | -$5.81M |
|
|
PS
2015
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $15.2M | ﹤0.01% |
678,585
-118,698
| -15% | -$2.54M |
|
2016
Enviri
NVRI
$623M
| $15.1M | ﹤0.01% |
881,442
-7,411
| -0.8% | -$134K |
|
2017
Upland Software
UPLD
$12.8M
| $15.1M | ﹤0.01% |
31,971
-610
| -2% | -$294K |
|
|
PFC
2018
DELISTED
Premier Financial Corp. Common Stock
PFC
| $15.1M | ﹤0.01% |
452,902
-74,641
| -14% | -$2.21M |
|
2019
Agios Pharmaceuticals
AGIO
$1.79B
| $15M | ﹤0.01% |
291,371
+5,483
| +2% | +$272K |
|
2020
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $15M | ﹤0.01% |
137,501
-2,784
| -2% | -$290K |
|
2021
Codexis
CDXS
$151M
| $15M | ﹤0.01% |
656,116
-7,141
| -1% | -$167K |
|
|
MODN
2022
DELISTED
MODEL N, INC.
MODN
| $15M | ﹤0.01% |
425,694
+10,965
| +3% | +$421K |
|
|
RC
2023
Ready Capital
RC
$258M
| $15M | ﹤0.01% |
1,115,416
-283,156
| -20% | -$3.67M |
|
2024
Regenxbio
RGNX
$620M
| $15M | ﹤0.01% |
438,745
+48,013
| +12% | +$2.05M |
|
2025
Scholastic
SCHL
$767M
| $14.9M | ﹤0.01% |
495,342
-169,459
| -25% | -$4.77M |
|
Similar funds
Northern Trust's Q1 2021 Portfolio in Review
As of Q1 2021, Northern Trust held 4,560 positions worth $538B, up 4.7% from $513B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Northern Trust's Q1 2021 filing shows 186 new, 1,468 increased, 2,748 reduced and 86 closed positions. Its largest new stake was Cognyte Software: 659,566 shares worth $18.3M. The largest sale was Apple, an estimated $787M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q1 2021 buy was Cognyte Software: 659,566 shares worth $18.3M.
- Northern Trust added most to VF Corp in Q1 2021, an estimated $939M increase.
- Northern Trust's biggest Q1 2021 reduction was Apple, cutting an estimated $787M.
- Northern Trust fully exited Tiffany & Co. in Q1 2021, selling an estimated $147M.
- Northern Trust's ten largest holdings make up 20% of its $538B portfolio in Q1 2021.
- Northern Trust opened 186 new positions and closed 86 in Q1 2021.
- Northern Trust's portfolio value rose 4.7% quarter-over-quarter to $538B.
Based on Northern Trust's 13F filing for Q1 2021, filed 12 May 2021.