Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Korea Electric Power
KEP
$15.3B
| $11.9M | ﹤0.01% |
1,366,586
+202,649
| +17% | +$1.7M |
|
2002
America's Car Mart
CRMT
$26.6M
| $11.9M | ﹤0.01% |
139,813
+9,920
| +8% | +$939K |
|
2003
OFG Bancorp
OFG
$2.23B
| $11.8M | ﹤0.01% |
950,907
-22,037
| -2% | -$289K |
|
2004
National Beverage
FIZZ
$2.96B
| $11.8M | ﹤0.01% |
348,286
-16,138
| -4% | -$565K |
|
|
MRSN
2005
DELISTED
Mersana Therapeutics
MRSN
| $11.8M | ﹤0.01% |
25,421
+16,387
| +181% | +$8.28M |
|
|
MCHB
2006
Mechanics Bancorp
MCHB
$3.72B
| $11.8M | ﹤0.01% |
457,502
-17,427
| -4% | -$458K |
|
|
UCTT
2007
Ultra Clean Holdings
UCTT
$3.73B
| $11.8M | ﹤0.01% |
548,914
-24,161
| -4% | -$587K |
|
2008
Vanguard Dividend Appreciation ETF
VIG
$111B
| $11.8M | ﹤0.01% |
91,532
-104
| -0.1% | -$13.1K |
|
|
HEES
2009
DELISTED
H&E Equipment Services
HEES
| $11.8M | ﹤0.01% |
598,931
+15,375
| +3% | +$300K |
|
2010
Cactus
WHD
$5.21B
| $11.8M | ﹤0.01% |
612,523
-31,455
| -5% | -$682K |
|
|
RETA
2011
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
| $11.7M | ﹤0.01% |
120,462
-9,412
| -7% | -$1.18M |
|
|
SPWR
2012
DELISTED
SunPower Corporation Common Stock
SPWR
| $11.7M | ﹤0.01% |
937,108
+33,938
| +4% | +$286K |
|
2013
BrightView Holdings
BV
$1.22B
| $11.7M | ﹤0.01% |
1,027,410
+172,660
| +20% | +$2.07M |
|
2014
Travere Therapeutics
TVTX
$5.2B
| $11.7M | ﹤0.01% |
633,969
+39,635
| +7% | +$770K |
|
2015
Heritage Financial
HFWA
$1.22B
| $11.7M | ﹤0.01% |
636,207
-19,464
| -3% | -$381K |
|
2016
CEVA Inc
CEVA
$910M
| $11.7M | ﹤0.01% |
296,617
-14,039
| -5% | -$557K |
|
2017
Wipro
WIT
$19.6B
| $11.7M | ﹤0.01% |
4,968,554
+466,698
| +10% | +$976K |
|
|
JWN
2018
DELISTED
Nordstrom
JWN
| $11.7M | ﹤0.01% |
979,124
-4,848
| -0.5% | -$72.7K |
|
|
GRA
2019
DELISTED
W.R. Grace & Co.
GRA
| $11.7M | ﹤0.01% |
289,374
+467
| +0.2% | +$21.3K |
|
|
ZGNX
2020
DELISTED
Zogenix, Inc.
ZGNX
| $11.7M | ﹤0.01% |
649,898
-35,595
| -5% | -$872K |
|
|
SINA
2021
DELISTED
Sina Corp
SINA
| $11.6M | ﹤0.01% |
273,324
-13,762
| -5% | -$553K |
|
|
2022
iShares Core US Aggregate Bond ETF
AGG
$137B
| $11.6M | ﹤0.01% |
9,863,381
+1,944,016
| +25% | +$231M |
|
2023
Atara Biotherapeutics
ATRA
$75.5M
| $11.6M | ﹤0.01% |
35,904
+4,757
| +15% | +$1.62M |
|
2024
Calix
CALX
$2.26B
| $11.6M | ﹤0.01% |
653,483
+10,702
| +2% | +$202K |
|
|
CVA
2025
DELISTED
Covanta Holding Corporation
CVA
| $11.6M | ﹤0.01% |
1,498,374
-81,912
| -5% | -$752K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.