Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Bally's
BALY
$682M
| $15.9M | ﹤0.01% |
317,814
-13,721
| -4% | -$669K |
|
|
AMWD
1952
DELISTED
American Woodmark
AMWD
| $15.9M | ﹤0.01% |
242,603
+17,910
| +8% | +$1.32M |
|
|
SC
1953
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $15.8M | ﹤0.01% |
379,716
-50,575
| -12% | -$2.08M |
|
1954
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
| $15.8M | ﹤0.01% |
400,120
+802
| +0.2% | +$33.3K |
|
1955
American Well
AMWL
$180M
| $15.8M | ﹤0.01% |
86,779
+1,223
| +1% | +$265K |
|
|
ISEE
1956
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $15.8M | ﹤0.01% |
972,810
+109,918
| +13% | +$1.2M |
|
1957
Astec Industries
ASTE
$1.16B
| $15.8M | ﹤0.01% |
293,466
-7,653
| -3% | -$452K |
|
1958
Clean Energy Fuels
CLNE
$427M
| $15.7M | ﹤0.01% |
1,930,143
+176,943
| +10% | +$1.41M |
|
1959
Marten Transport
MRTN
$1.21B
| $15.7M | ﹤0.01% |
1,001,399
-164
| -0% | -$2.57K |
|
1960
Codexis
CDXS
$151M
| $15.7M | ﹤0.01% |
675,376
+3,484
| +0.5% | +$82.4K |
|
1961
Bank of N.T. Butterfield & Son
NTB
$2.43B
| $15.7M | ﹤0.01% |
442,034
-21,403
| -5% | -$720K |
|
1962
Delek US
DK
$4.16B
| $15.7M | ﹤0.01% |
872,248
-15,241
| -2% | -$260K |
|
1963
Dine Brands
DIN
$456M
| $15.7M | ﹤0.01% |
192,753
-2,966
| -2% | -$239K |
|
1964
FB Financial Corp
FBK
$3.02B
| $15.6M | ﹤0.01% |
364,872
-6,178
| -2% | -$245K |
|
1965
America Movil
AMX
$76.1B
| $15.5M | ﹤0.01% |
878,472
-962,398
| -52% | -$16.6M |
|
1966
Shift4
FOUR
$4.2B
| $15.5M | ﹤0.01% |
199,927
-1,378
| -0.7% | -$119K |
|
|
CSII
1967
DELISTED
Cardiovascular Systems, Inc.
CSII
| $15.5M | ﹤0.01% |
472,025
-10,927
| -2% | -$408K |
|
|
RC
1968
Ready Capital
RC
$258M
| $15.5M | ﹤0.01% |
1,072,167
-28,325
| -3% | -$429K |
|
1969
Warrior Met Coal
HCC
$4.19B
| $15.5M | ﹤0.01% |
664,142
-16,615
| -2% | -$336K |
|
1970
The Greenbrier Companies
GBX
$1.52B
| $15.4M | ﹤0.01% |
359,238
-14,105
| -4% | -$608K |
|
1971
OrthoPediatrics
KIDS
$519M
| $15.4M | ﹤0.01% |
235,680
-2,714
| -1% | -$176K |
|
|
DRNA
1972
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $15.4M | ﹤0.01% |
764,310
-11,349
| -1% | -$313K |
|
|
SWCH
1973
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $15.4M | ﹤0.01% |
606,835
+46,181
| +8% | +$1.08M |
|
|
LGF.B
1974
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $15.4M | ﹤0.01% |
1,184,744
-84,974
| -7% | -$1.12M |
|
1975
Revolution Medicines
RVMD
$39.9B
| $15.4M | ﹤0.01% |
559,668
-6,247
| -1% | -$182K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.