Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
Madison Square Garden
MSGS
$9.48B
| $16.5M | ﹤0.01% |
88,770
+2,075
| +2% | +$355K |
|
1927
nCino
NCNO
$2.02B
| $16.5M | ﹤0.01% |
232,337
+100,602
| +76% | +$6.71M |
|
1928
Tennant Co
TNC
$1.43B
| $16.5M | ﹤0.01% |
222,834
-3,727
| -2% | -$280K |
|
|
MODN
1929
DELISTED
MODEL N, INC.
MODN
| $16.5M | ﹤0.01% |
491,654
-1,928
| -0.4% | -$65.1K |
|
1930
Tompkins Financial
TMP
$1.43B
| $16.4M | ﹤0.01% |
203,154
-7,041
| -3% | -$546K |
|
|
AAMI
1931
Acadian Asset Management
AAMI
$3.08B
| $16.4M | ﹤0.01% |
628,183
-23,288
| -4% | -$600K |
|
1932
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $16.4M | ﹤0.01% |
48,483
+8,639
| +22% | +$3.02M |
|
1933
Frontline
FRO
$8.76B
| $16.4M | ﹤0.01% |
1,750,455
-81,442
| -4% | -$646K |
|
1934
La-Z-Boy
LZB
$1.58B
| $16.4M | ﹤0.01% |
508,495
-25,004
| -5% | -$862K |
|
1935
Photronics
PLAB
$1.79B
| $16.3M | ﹤0.01% |
1,198,247
-27,583
| -2% | -$374K |
|
1936
Scholastic
SCHL
$767M
| $16.3M | ﹤0.01% |
456,470
-38,903
| -8% | -$1.33M |
|
|
KDMN
1937
DELISTED
Kadmon Holdings, Inc.
KDMN
| $16.3M | ﹤0.01% |
1,867,783
-19,131
| -1% | -$109K |
|
1938
C4 Therapeutics
CCCC
$385M
| $16.3M | ﹤0.01% |
363,953
+60,574
| +20% | +$2.59M |
|
1939
Adaptive Biotechnologies
ADPT
$3.59B
| $16.3M | ﹤0.01% |
478,220
+15,154
| +3% | +$548K |
|
1940
Levi Strauss
LEVI
$9.44B
| $16.2M | ﹤0.01% |
662,370
+60,075
| +10% | +$1.62M |
|
|
KAMN
1941
DELISTED
Kaman Corp
KAMN
| $16.2M | ﹤0.01% |
454,995
-6,334
| -1% | -$262K |
|
1942
Community Health Systems
CYH
$393M
| $16.2M | ﹤0.01% |
1,386,668
-46,168
| -3% | -$602K |
|
1943
FlexShares Core Select Bond Fund
BNDC
$167M
| $16.2M | ﹤0.01% |
1,642,288
-130,357
| -7% | -$3.46M |
|
1944
KE Holdings
BEKE
$18.7B
| $16.2M | ﹤0.01% |
885,219
-609,203
| -41% | -$14.9M |
|
|
RDUS
1945
DELISTED
Radius Recycling
RDUS
| $16.2M | ﹤0.01% |
368,932
-2,851
| -0.8% | -$138K |
|
1946
Vanguard Dividend Appreciation ETF
VIG
$111B
| $16.1M | ﹤0.01% |
104,766
+22,903
| +28% | +$3.65M |
|
|
SAFE
1947
DELISTED
Safehold Inc.
SAFE
| $16.1M | ﹤0.01% |
223,634
-18,025
| -7% | -$1.53M |
|
1948
Nutrien
NTR
$33.2B
| $16.1M | ﹤0.01% |
247,663
-8,933
| -3% | -$546K |
|
|
BWIN
1949
Baldwin Insurance Group
BWIN
$2.69B
| $16M | ﹤0.01% |
481,141
-4,499
| -0.9% | -$141K |
|
1950
AMC Global Media
AMCX
$492M
| $16M | ﹤0.01% |
342,457
-14,899
| -4% | -$761K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.