Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Lloyds Banking Group
LYG
$89.5B
| $22.2M | ﹤0.01% |
9,078,273
-3,863,217
| -30% | -$9.46M |
|
1727
Riot Platforms
RIOT
$7.63B
| $22.2M | ﹤0.01% |
864,593
-47,148
| -5% | -$1.52M |
|
1728
Pricesmart
PSMT
$5.98B
| $22.2M | ﹤0.01% |
286,353
-9,936
| -3% | -$843K |
|
|
EVRI
1729
DELISTED
Everi Holdings
EVRI
| $22.1M | ﹤0.01% |
913,221
-14,683
| -2% | -$335K |
|
1730
Pathward Financial
CASH
$1.86B
| $22.1M | ﹤0.01% |
420,725
-9,470
| -2% | -$471K |
|
1731
Granite Construction
GVA
$5.29B
| $22.1M | ﹤0.01% |
558,165
+4,706
| +0.9% | +$186K |
|
1732
Patrick Industries
PATK
$2.74B
| $22M | ﹤0.01% |
396,933
-8,463
| -2% | -$453K |
|
1733
Canadian Natural Resources
CNQ
$99.4B
| $22M | ﹤0.01% |
1,231,110
-617,666
| -33% | -$10.2M |
|
1734
Grocery Outlet
GO
$909M
| $22M | ﹤0.01% |
1,019,698
+133,777
| +15% | +$3.85M |
|
1735
Ionis Pharmaceuticals
IONS
$8.6B
| $22M | ﹤0.01% |
655,421
-16,152
| -2% | -$609K |
|
|
NSTG
1736
DELISTED
NanoString Technologies, Inc.
NSTG
| $21.9M | ﹤0.01% |
457,109
-47,630
| -9% | -$2.74M |
|
|
APLS
1737
DELISTED
Apellis Pharmaceuticals
APLS
| $21.8M | ﹤0.01% |
662,686
-11,811
| -2% | -$664K |
|
1738
Agilysys
AGYS
$2.97B
| $21.8M | ﹤0.01% |
416,631
+450
| +0.1% | +$24.6K |
|
|
TWO
1739
Two Harbors Investment
TWO
$1.27B
| $21.8M | ﹤0.01% |
860,062
+91,115
| +12% | +$2.39M |
|
|
KRA
1740
DELISTED
Kraton Corporation
KRA
| $21.8M | ﹤0.01% |
477,723
-9,366
| -2% | -$372K |
|
1741
Middlesex Water
MSEX
$1.08B
| $21.8M | ﹤0.01% |
212,010
+3,965
| +2% | +$407K |
|
1742
NMI Holdings
NMIH
$3.33B
| $21.8M | ﹤0.01% |
963,567
-7,507
| -0.8% | -$165K |
|
1743
Children's Place
PLCE
$54.3M
| $21.8M | ﹤0.01% |
289,058
-7,646
| -3% | -$678K |
|
1744
Sphere Entertainment
SPHR
$5.14B
| $21.8M | ﹤0.01% |
299,324
+79,494
| +36% | +$5.96M |
|
1745
LendingTree
TREE
$447M
| $21.7M | ﹤0.01% |
155,297
-4,575
| -3% | -$802K |
|
1746
Spectrum Brands
SPB
$2.04B
| $21.7M | ﹤0.01% |
226,402
+9,468
| +4% | +$805K |
|
1747
BGC Group
BGC
$5.45B
| $21.7M | ﹤0.01% |
4,156,241
-52,120
| -1% | -$277K |
|
1748
FuelCell Energy
FCEL
$1.73B
| $21.6M | ﹤0.01% |
107,837
-5,175
| -5% | -$1.03M |
|
1749
Outset Medical
OM
$84.7M
| $21.6M | ﹤0.01% |
29,168
+1,124
| +4% | +$766K |
|
1750
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
| $21.6M | ﹤0.01% |
98,887
+309
| +0.3% | +$68.7K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.