Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
Ashland
ASH
$3.33B
| $40.4M | 0.01% |
453,011
-1,055
| -0.2% | -$92.6K |
|
|
COOP
1252
DELISTED
Mr. Cooper
COOP
| $40.3M | 0.01% |
979,636
+23,271
| +2% | +$877K |
|
|
SMAR
1253
DELISTED
Smartsheet Inc.
SMAR
| $40.2M | 0.01% |
584,433
+2,237
| +0.4% | +$164K |
|
1254
Arcosa
ACA
$7.13B
| $40.2M | 0.01% |
800,731
-23,027
| -3% | -$1.19M |
|
1255
Sprouts Farmers Market
SFM
$8.13B
| $40M | 0.01% |
1,728,108
-226,994
| -12% | -$5.53M |
|
1256
Box
BOX
$4.37B
| $39.9M | 0.01% |
1,685,454
-66,904
| -4% | -$1.64M |
|
1257
Advanced Energy
AEIS
$11.6B
| $39.8M | 0.01% |
453,523
-12,920
| -3% | -$1.21M |
|
|
UNVR
1258
DELISTED
Univar Solutions Inc.
UNVR
| $39.7M | 0.01% |
1,667,603
+7,307
| +0.4% | +$173K |
|
1259
Green Dot
GDOT
$743M
| $39.7M | 0.01% |
788,176
+174,285
| +28% | +$8.38M |
|
1260
Artisan Partners
APAM
$2.79B
| $39.6M | 0.01% |
809,748
+4,939
| +0.6% | +$249K |
|
|
PLAN
1261
DELISTED
Anaplan, Inc.
PLAN
| $39.5M | 0.01% |
648,987
-38,966
| -6% | -$2.32M |
|
1262
Bright Horizons
BFAM
$3.92B
| $39.5M | 0.01% |
283,373
-13,440
| -5% | -$1.97M |
|
1263
MillerKnoll
MLKN
$1.53B
| $39.5M | 0.01% |
1,048,727
+202,006
| +24% | +$8.67M |
|
1264
California Resources
CRC
$4.67B
| $39.5M | 0.01% |
962,609
+93,332
| +11% | +$3.05M |
|
1265
LCI Industries
LCII
$2.49B
| $39.4M | 0.01% |
293,015
-10,376
| -3% | -$1.43M |
|
1266
Rayonier
RYN
$6.55B
| $39.4M | 0.01% |
1,217,923
-5,544
| -0.5% | -$186K |
|
1267
Curtiss-Wright
CW
$26.7B
| $39.4M | 0.01% |
312,265
-12,937
| -4% | -$1.55M |
|
1268
Kemper
KMPR
$1.67B
| $39.4M | 0.01% |
589,854
-6,616
| -1% | -$449K |
|
|
CLDR
1269
DELISTED
Cloudera, Inc.
CLDR
| $39.3M | 0.01% |
2,461,219
-102,921
| -4% | -$1.63M |
|
1270
PennyMac Financial
PFSI
$3.92B
| $39.3M | 0.01% |
642,858
+105,657
| +20% | +$6.71M |
|
1271
Prudential
PUK
$37.6B
| $39.3M | 0.01% |
1,002,289
-412,332
| -29% | -$16M |
|
|
PPD
1272
DELISTED
PPD, Inc. Common Stock
PPD
| $39.2M | 0.01% |
838,165
+33,159
| +4% | +$1.53M |
|
|
RCM
1273
DELISTED
R1 RCM Inc. Common Stock
RCM
| $39.2M | 0.01% |
1,781,401
-215,883
| -11% | -$4.46M |
|
1274
WaFd
WAFD
$2.72B
| $39.2M | 0.01% |
1,142,370
-74,170
| -6% | -$2.41M |
|
1275
Itron
ITRI
$4.36B
| $39.1M | 0.01% |
516,476
-19,359
| -4% | -$1.66M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.