Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Voya Financial
VOYA
$9.01B
| $55.1M | 0.01% |
897,845
-153,917
| -15% | -$9.8M |
|
1002
Tradeweb Markets
TW
$21.4B
| $55.1M | 0.01% |
682,152
+25,878
| +4% | +$2.23M |
|
1003
Liberty Global Class C
LBTYK
$3.53B
| $55.1M | 0.01% |
1,868,800
+134,295
| +8% | +$3.73M |
|
1004
Warner Bros
WBD
$65.9B
| $55M | 0.01% |
2,167,384
+105,528
| +5% | +$2.97M |
|
|
MIME
1005
DELISTED
Mimecast Limited
MIME
| $54.9M | 0.01% |
863,733
+199,970
| +30% | +$12.2M |
|
1006
Adient
ADNT
$1.65B
| $54.9M | 0.01% |
1,324,300
-31,841
| -2% | -$1.27M |
|
|
BECN
1007
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $54.8M | 0.01% |
1,147,896
+18,660
| +2% | +$967K |
|
1008
Cathay General Bancorp
CATY
$4.22B
| $54.7M | 0.01% |
1,322,619
+5,821
| +0.4% | +$227K |
|
1009
ICU Medical
ICUI
$4.21B
| $54.7M | 0.01% |
234,314
+6,985
| +3% | +$1.46M |
|
1010
Toronto Dominion Bank
TD
$198B
| $54.7M | 0.01% |
826,359
-483,708
| -37% | -$32.2M |
|
1011
Ryman Hospitality Properties
RHP
$8.43B
| $54.7M | 0.01% |
652,968
-102,057
| -14% | -$8.12M |
|
1012
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $54.6M | 0.01% |
530,221
+5,073
| +1% | +$533K |
|
1013
Enanta Pharmaceuticals
ENTA
$366M
| $54.5M | 0.01% |
959,048
+310,246
| +48% | +$15.3M |
|
1014
Oshkosh
OSK
$8.79B
| $54.4M | 0.01% |
531,774
-26,310
| -5% | -$3.02M |
|
1015
Exelixis
EXEL
$13.3B
| $54.3M | 0.01% |
2,567,174
-35,490
| -1% | -$659K |
|
1016
Envista
NVST
$4.44B
| $54.2M | 0.01% |
1,297,238
-42,898
| -3% | -$1.81M |
|
1017
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.82B
| $54.2M | 0.01% |
1,388,709
+140,563
| +11% | +$5.56M |
|
1018
Clarivate
CLVT
$1.27B
| $54.1M | 0.01% |
2,470,931
+815,221
| +49% | +$19.8M |
|
1019
Radian Group
RDN
$5.18B
| $54.1M | 0.01% |
2,380,460
-66,573
| -3% | -$1.51M |
|
1020
Vanguard Information Technology ETF
VGT
$139B
| $54M | 0.01% |
1,076,872
-16,488
| -2% | -$855K |
|
1021
Western Alliance Bancorporation
WAL
$8.79B
| $54M | 0.01% |
496,179
+3,388
| +0.7% | +$330K |
|
1022
Alkermes
ALKS
$8.22B
| $53.8M | 0.01% |
1,744,930
-38,419
| -2% | -$1.09M |
|
1023
KB Home
KBH
$3.37B
| $53.8M | 0.01% |
1,382,637
-63,234
| -4% | -$2.63M |
|
1024
California Water Service
CWT
$3B
| $53.8M | 0.01% |
913,126
+75,401
| +9% | +$4.64M |
|
1025
Marriott Vacations Worldwide
VAC
$3.35B
| $53.7M | 0.01% |
341,536
-4,741
| -1% | -$718K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.