Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Uber
UBER
|
+$265M |
| 2 |
Vanguard Short-Term Bond ETF
BSV
|
+$245M |
| 3 |
State Street SPDR S&P Global Natural Resources ETF
GNR
|
+$209M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$202M |
| 5 |
Veralto
VLTO
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.25B |
| 2 |
Apple
AAPL
|
+$1.25B |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$717M |
| 4 |
Eli Lilly
LLY
|
+$599M |
| 5 |
NVIDIA
NVDA
|
+$553M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.83% |
| 2 | Healthcare | 11.57% |
| 3 | Financials | 11.46% |
| 4 | Consumer Discretionary | 9.84% |
| 5 | Industrials | 8.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4226
Milestone Pharmaceuticals
MIST
$143M
| $53.4K | ﹤0.01% |
+31,970
| New | +$86.8K |
|
4227
PAVmed
PAVM
$36.1M
| $53.4K | ﹤0.01% |
432
+124
| +40% | +$14.6K |
|
|
STEX
4228
Streamex Corp
STEX
$75.6M
| $52.7K | ﹤0.01% |
11,086
| – | – |
|
|
TE
4229
T1 Energy
TE
$1.53B
| $51.8K | ﹤0.01% |
27,685
-66,824
| -71% | -$180K |
|
|
USBC
4230
USBC Inc
USBC
$141M
| $51.3K | ﹤0.01% |
2,518
+546
| +28% | +$8.6K |
|
4231
Franklin Wireless
FKWL
$26.5M
| $50.4K | ﹤0.01% |
14,880
| – | – |
|
|
XELA
4232
DELISTED
Exela Technologies, Inc. Common Stock
XELA
| $50.3K | ﹤0.01% |
+14,964
| New | +$49.6K |
|
4233
Aware
AWRE
$27.7M
| $49.9K | ﹤0.01% |
30,076
-5,849
| -16% | -$8.76K |
|
4234
Zedge
ZDGE
$38.8M
| $49.6K | ﹤0.01% |
21,107
-1,658
| -7% | -$3.32K |
|
|
IDEX
4235
DELISTED
Ideanomics, Inc. Common Stock
IDEX
| $49.4K | ﹤0.01% |
+24,820
| New | +$51.2K |
|
4236
Rafael Holdings
RFL
$106M
| $49.2K | ﹤0.01% |
27,243
-9,150
| -25% | -$16.2K |
|
4237
Clene
CLNN
$68.7M
| $49.1K | ﹤0.01% |
8,275
+2,947
| +55% | +$25.7K |
|
4238
Orion Energy Systems
OESX
$65.1M
| $48.4K | ﹤0.01% |
5,590
| – | – |
|
4239
Spectral AI
MDAI
$51.9M
| $48.3K | ﹤0.01% |
+19,649
| New | +$54.6K |
|
|
MMAT
4240
DELISTED
Meta Materials Inc. Common Stock
MMAT
| $48.2K | ﹤0.01% |
7,309
| – | – |
|
4241
Solitario Resources
XPL
$68.9M
| $48.1K | ﹤0.01% |
85,888
| – | – |
|
4242
NeuroOne Medical Technologies
NMTC
$14.4M
| $47.8K | ﹤0.01% |
5,047
+1,725
| +52% | +$12.7K |
|
4243
Ocean Power Technologies
OPTT
$48.6M
| $46.3K | ﹤0.01% |
146,512
+41,096
| +39% | +$13.6K |
|
4244
Quince Therapeutics
QNCX
$28.2M
| $46.1K | ﹤0.01% |
219
| – | – |
|
4245
Moleculin Biotech
MBRX
$2.76M
| $46K | ﹤0.01% |
143
| – | – |
|
4246
Bolt Biotherapeutics
BOLT
$7.59M
| $45.9K | ﹤0.01% |
2,050
+491
| +31% | +$9.56K |
|
4247
Aterian
ATER
$5.49M
| $45.6K | ﹤0.01% |
10,912
| – | – |
|
|
ADAP
4248
DELISTED
Adaptimmune Therapeutics
ADAP
| $45.5K | ﹤0.01% |
57,423
| – | – |
|
|
ONCT
4249
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
| $45.4K | ﹤0.01% |
4,235
| – | – |
|
4250
Red Cat Holdings
RCAT
$1.32B
| $45.4K | ﹤0.01% |
51,610
-2,099
| -4% | -$1.8K |
|
Similar funds
Northern Trust's Q4 2023 Portfolio in Review
As of Q4 2023, Northern Trust held 4,645 positions worth $552B, up 7% from $516B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Northern Trust withdrew a net $19.7B in Q4 2023, closing 173 positions and reducing 1,979 holdings. Its most notable exit was Activision Blizzard, an estimated $717M position sold in full.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Northern Trust opened a new position in Dimensional International Core Equity Market ETF worth $23.2M.
- Northern Trust's largest Q4 2023 buy was Dimensional International Core Equity Market ETF: 810,491 shares worth $23.2M.
- Northern Trust added most to Uber in Q4 2023, an estimated $265M increase.
- Northern Trust's biggest Q4 2023 reduction was Microsoft, cutting an estimated $1.25B.
- Northern Trust fully exited Activision Blizzard in Q4 2023, selling an estimated $717M.
- Northern Trust's ten largest holdings make up 23% of its $552B portfolio in Q4 2023.
- Northern Trust opened 181 new positions and closed 173 in Q4 2023.
- Northern Trust's portfolio value rose 7% quarter-over-quarter to $552B.
Based on Northern Trust's 13F filing for Q4 2023, filed 13 Feb 2024.