Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SBBP
4226
DELISTED
Strongbridge Biopharma plc.
SBBP
| $179K | ﹤0.01% |
87,885
-2,857
| -3% | -$6.65K |
|
|
AIM
4227
AIM ImmunoTech
AIM
$7.19M
| $179K | ﹤0.01% |
885
+12
| +1% | +$2.42K |
|
4228
Monopar Therapeutics
MNPR
$747M
| $177K | ﹤0.01% |
7,268
+47
| +0.7% | +$1.22K |
|
4229
Turkcell
TKC
$4.67B
| $177K | ﹤0.01% |
40,752
-1,195,483
| -97% | -$5.52M |
|
4230
Westwater Resources
WWR
$52.3M
| $176K | ﹤0.01% |
49,007
| – | – |
|
|
TESS
4231
DELISTED
Tessco Technologies Inc
TESS
| $176K | ﹤0.01% |
31,571
+114
| +0.4% | +$681 |
|
|
TUEM
4232
DELISTED
Tuesday Morning Corp
TUEM
| $176K | ﹤0.01% |
+2,095
| New | +$228K |
|
|
SUNE
4233
SUNation Energy
SUNE
$9.15M
| – | – |
0
| – | – |
|
4234
Comstock
LODE
$209M
| $174K | ﹤0.01% |
6,525
+134
| +2% | +$4.02K |
|
4235
Milestone Scientific
MLSS
$34.8M
| $174K | ﹤0.01% |
92,818
| – | – |
|
4236
LiqTech
LIQT
$21M
| $173K | ﹤0.01% |
3,942
-572
| -13% | -$26.8K |
|
4237
Pangaea Logistics
PANL
$493M
| $173K | ﹤0.01% |
34,208
+10,565
| +45% | +$51.8K |
|
4238
XTI Aerospace
XTIA
$58.1M
| – | – |
0
| – | – |
|
|
OMCC
4239
DELISTED
Old Market Capital Corp
OMCC
| $173K | ﹤0.01% |
14,081
| – | – |
|
|
EPIX
4240
DELISTED
ESSA Pharma
EPIX
| $172K | ﹤0.01% |
21,457
-7,500
| -26% | -$119K |
|
4241
Bridgford Foods
BRID
$58M
| $171K | ﹤0.01% |
13,897
+87
| +0.6% | +$1.12K |
|
4242
GSI Technology
GSIT
$220M
| $171K | ﹤0.01% |
32,345
-5
| -0% | -$27 |
|
|
SANW
4243
DELISTED
S&W Seed Co
SANW
| $171K | ﹤0.01% |
3,483
-170
| -5% | -$9.93K |
|
|
ATXS
4244
DELISTED
Astria Therapeutics
ATXS
| $170K | ﹤0.01% |
19,253
+5,193
| +37% | +$49.8K |
|
4245
Eldorado Gold
EGO
$8.03B
| $170K | ﹤0.01% |
22,025
-16,240
| -42% | -$144K |
|
4246
Flotek Industries
FTK
$837M
| $170K | ﹤0.01% |
22,452
-4,525
| -17% | -$40.8K |
|
|
GIFI
4247
DELISTED
Gulf Island Fabrication
GIFI
| $170K | ﹤0.01% |
42,906
-1,227
| -3% | -$5.4K |
|
|
IMBI
4248
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
| $170K | ﹤0.01% |
29,596
+2,758
| +10% | +$17.7K |
|
|
APTX
4249
DELISTED
Aptinyx Inc. Common Stock
APTX
| $169K | ﹤0.01% |
72,341
-117,001
| -62% | -$298K |
|
|
REED
4250
DELISTED
Reeds, Inc. Common Stock
REED
| $169K | ﹤0.01% |
5,621
+3,000
| +114% | +$112K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.