Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$1.02B |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Apple
AAPL
|
+$308M |
| 4 |
Meta Platforms (Facebook)
META
|
+$222M |
| 5 |
Amazon
AMZN
|
+$218M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Du Pont De Nemours E I
DD
|
+$886M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$515M |
| 3 |
BHI
Baker Hughes
BHI
|
+$212M |
| 4 |
WFM
Whole Foods Market Inc
WFM
|
+$165M |
| 5 |
VCA Inc.
WOOF
|
+$97.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.56% |
| 2 | Technology | 14.64% |
| 3 | Healthcare | 13.29% |
| 4 | Industrials | 10.84% |
| 5 | Consumer Discretionary | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
MDVX
4151
DELISTED
Medovex Corp. Common Stock
MDVX
| $14K | ﹤0.01% |
12,539
| – | – |
2017 Q1
2 quarters
|
|
|
BSTG
4152
DELISTED
Biostage, Inc. Common Stock
BSTG
| $14K | ﹤0.01% |
46,453
+20,701
| +80% | +$8.29K |
2013 Q4
15 quarters
|
|
4153
DSS Inc
DSS
$6.13M
| $13K | ﹤0.01% |
29
| – | – |
2017 Q1
2 quarters
|
|
4154
Kiora Pharmaceuticals
KPRX
$10.5M
| $13K | ﹤0.01% |
+2
| New | +$12.7K |
2017 Q3
0 quarters
|
|
4155
Milestone Scientific
MLSS
$29.7M
| $13K | ﹤0.01% |
10,800
| – | – |
2017 Q1
2 quarters
|
|
4156
Oragenics
OGEN
$1.94M
| $13K | ﹤0.01% |
2
| – | – |
2015 Q3
8 quarters
|
|
4157
Oruka Therapeutics
ORKA
$4.75B
| $13K | ﹤0.01% |
51
| – | – |
2017 Q1
2 quarters
|
|
4158
DELISTED
Superior Drilling Products Inc.
SDPI
| $13K | ﹤0.01% |
15,902
| – | – |
2017 Q1
2 quarters
|
|
4159
DELISTED
Avinger, Inc. Common Stock
AVGR
| – | – |
0
| – | – |
2017 Q3
0 quarters
|
|
|
DYSL
4160
DELISTED
Dynasil Corporation of America
DYSL
| $13K | ﹤0.01% |
10,203
| – | – |
2015 Q3
8 quarters
|
|
|
GIGA
4161
DELISTED
Giga-Tronics Inc
GIGA
| $13K | ﹤0.01% |
17,822
| – | – |
2015 Q3
8 quarters
|
|
4162
Gevo
GEVO
$289M
| $12K | ﹤0.01% |
982
| – | – |
2013 Q2
17 quarters
|
|
4163
Comstock
LODE
$135M
| $12K | ﹤0.01% |
320
| – | – |
2013 Q2
17 quarters
|
|
4164
DELISTED
BlackRock MuniYield Fund
MYD
| $12K | ﹤0.01% |
80,580
+70,000
| +662% | +$1.07M |
2016 Q1
6 quarters
|
|
4165
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $12K | ﹤0.01% |
34,452
| – | – |
2013 Q2
17 quarters
|
|
|
CNXR
4166
DELISTED
Connecture, Inc.
CNXR
| $12K | ﹤0.01% |
18,043
| – | – |
2015 Q1
10 quarters
|
|
4167
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $11K | ﹤0.01% |
+20,722
| New | +$1.05M |
2017 Q3
0 quarters
|
|
4168
DELISTED
Seadrill Limited Common Stock
SDRL
| $11K | ﹤0.01% |
121
-19
| -14% | -$1.66K |
2013 Q2
17 quarters
|
|
|
ADYX
4169
DELISTED
Adynxx Inc
ADYX
| $11K | ﹤0.01% |
515
| – | – |
2015 Q2
9 quarters
|
|
|
BONT
4170
DELISTED
Bon-Ton Stores Inc/The
BONT
| $11K | ﹤0.01% |
25,287
| – | – |
2013 Q2
17 quarters
|
|
4171
AIM ImmunoTech
AIM
$6.71M
| $11K | ﹤0.01% |
7
| – | – |
2013 Q2
17 quarters
|
|
4172
DELISTED
BlackRock Municipal Income Trust
BFK
| $10K | ﹤0.01% |
68,998
+48,477
| +236% | +$699K |
2016 Q4
3 quarters
|
|
4173
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.82B
| $10K | ﹤0.01% |
8,502
+1,495
| +21% | +$166K |
2016 Q2
5 quarters
|
|
4174
Nuveen Municipal Credit Income Fund
NZF
$2.16B
| $10K | ﹤0.01% |
68,468
+8,504
| +14% | +$129K |
2013 Q2
17 quarters
|
|
4175
PIMCO Dynamic Income Fund
PDI
$6.8B
| $10K | ﹤0.01% |
32,437
-500
| -2% | -$15.1K |
2016 Q3
4 quarters
|
|
Similar funds
Northern Trust's Q3 2017 Portfolio in Review
As of Q3 2017, Northern Trust held 4,364 positions worth $384B, up 7.3% from $358B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Trading was light in Q3 2017: portfolio turnover was 4.5%. Northern Trust opened 89 new positions and exited 107, leaving the 4,364-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2017 buy was Baker Hughes: 5,053,073 shares worth $185M.
- Northern Trust added most to DuPont de Nemours in Q3 2017, an estimated $1.02B increase.
- Northern Trust's biggest Q3 2017 reduction was Northern Trust STOXX Global Broad Infrastructure ETF, cutting an estimated $73.5M.
- Northern Trust fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $886M.
- Northern Trust's ten largest holdings make up 14% of its $384B portfolio in Q3 2017.
- Northern Trust opened 89 new positions and closed 107 in Q3 2017.
- Northern Trust's portfolio value rose 7.3% quarter-over-quarter to $384B.
Based on Northern Trust's 13F filing for Q3 2017, filed 13 Nov 2017.