Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$1.02B |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Apple
AAPL
|
+$308M |
| 4 |
Meta Platforms (Facebook)
META
|
+$222M |
| 5 |
Amazon
AMZN
|
+$218M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Du Pont De Nemours E I
DD
|
+$886M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$515M |
| 3 |
BHI
Baker Hughes
BHI
|
+$212M |
| 4 |
WFM
Whole Foods Market Inc
WFM
|
+$165M |
| 5 |
VCA Inc.
WOOF
|
+$97.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.56% |
| 2 | Technology | 14.64% |
| 3 | Healthcare | 13.29% |
| 4 | Industrials | 10.84% |
| 5 | Consumer Discretionary | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
4026
The Joint Corp
JYNT
$99.4M
| $52K | ﹤0.01% |
10,991
| – | – |
2017 Q1
2 quarters
|
|
4027
Centrus Energy
LEU
$2.35B
| $52K | ﹤0.01% |
13,867
| – | – |
2017 Q1
2 quarters
|
|
4028
Orion Energy Systems
OESX
$92.1M
| $52K | ﹤0.01% |
4,679
| – | – |
2013 Q2
17 quarters
|
|
4029
Research Frontiers
REFR
$19.5M
| $52K | ﹤0.01% |
43,389
| – | – |
2013 Q2
17 quarters
|
|
4030
DELISTED
Luna Innovations Incorporated
LUNA
| $52K | ﹤0.01% |
30,705
| – | – |
2013 Q2
17 quarters
|
|
4031
Emerson Radio
MSN
$6.95M
| $50K | ﹤0.01% |
37,553
-500
| -1% | -$647 |
2013 Q2
17 quarters
|
|
|
JASN
4032
DELISTED
Jason Industries, Inc.
JASN
| $50K | ﹤0.01% |
31,437
| – | – |
2014 Q3
12 quarters
|
|
4033
UTStarcom
UTSI
$22.3M
| $49K | ﹤0.01% |
5,171
-125
| -2% | -$1.09K |
2013 Q2
17 quarters
|
|
|
CGRN
4034
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
| $49K | ﹤0.01% |
7,126
| – | – |
2013 Q2
17 quarters
|
|
|
FCSC
4035
DELISTED
Fibrocell Science Inc.
FCSC
| $49K | ﹤0.01% |
3,204
| – | – |
2013 Q2
17 quarters
|
|
4036
Vivani Medical
VANI
$101M
| $48K | ﹤0.01% |
1,641
| – | – |
2014 Q4
11 quarters
|
|
|
SHOS
4037
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $48K | ﹤0.01% |
19,086
| – | – |
2013 Q2
17 quarters
|
|
|
FAC
4038
DELISTED
First Acceptance Corp.
FAC
| $48K | ﹤0.01% |
44,489
| – | – |
2013 Q2
17 quarters
|
|
4039
Rocket Pharmaceuticals
RCKT
$239M
| $47K | ﹤0.01% |
6,597
| – | – |
2015 Q1
10 quarters
|
|
|
LOV
4040
DELISTED
Spark Networks SE American Depositary Shares
LOV
| $47K | ﹤0.01% |
38,841
| – | – |
2013 Q2
17 quarters
|
|
4041
DELISTED
Streamline Health Solutions
STRM
| $46K | ﹤0.01% |
2,090
| – | – |
2013 Q2
17 quarters
|
|
|
PRKR
4042
DELISTED
Parkervision Inc
PRKR
| $46K | ﹤0.01% |
29,073
| – | – |
2013 Q2
17 quarters
|
|
4043
DELISTED
Bio-Path Holdings Inc
BPTH
| $45K | ﹤0.01% |
31
-46
| -60% | -$63.1K |
2014 Q2
13 quarters
|
|
|
GMO
4044
DELISTED
General Moly, Inc.
GMO
| $45K | ﹤0.01% |
119,078
| – | – |
2013 Q2
17 quarters
|
|
|
PTX
4045
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
| $44K | ﹤0.01% |
14,141
| – | – |
2017 Q1
2 quarters
|
|
|
MOC
4046
DELISTED
Command Security Corporation
MOC
| $44K | ﹤0.01% |
14,410
+1,881
| +15% | +$5.79K |
2016 Q2
5 quarters
|
|
4047
CF Bankshares
CFBK
$217M
| $43K | ﹤0.01% |
3,200
-451
| -12% | -$5.69K |
2017 Q1
2 quarters
|
|
4048
Vanguard Short-Term Corporate Bond ETF
VCSH
$44B
| $43K | ﹤0.01% |
53,649
+5,042
| +10% | +$404K |
2016 Q1
6 quarters
|
|
|
DDE
4049
DELISTED
Dover Downs Gaming & Entertain
DDE
| $43K | ﹤0.01% |
41,941
| – | – |
2013 Q2
17 quarters
|
|
|
ARDM
4050
DELISTED
Aradigm Corp Common Stock
ARDM
| $43K | ﹤0.01% |
10,314
-100
| -1% | -$155 |
2017 Q1
2 quarters
|
|
Similar funds
Northern Trust's Q3 2017 Portfolio in Review
As of Q3 2017, Northern Trust held 4,364 positions worth $384B, up 7.3% from $358B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Trading was light in Q3 2017: portfolio turnover was 4.5%. Northern Trust opened 89 new positions and exited 107, leaving the 4,364-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2017 buy was Baker Hughes: 5,053,073 shares worth $185M.
- Northern Trust added most to DuPont de Nemours in Q3 2017, an estimated $1.02B increase.
- Northern Trust's biggest Q3 2017 reduction was Northern Trust STOXX Global Broad Infrastructure ETF, cutting an estimated $73.5M.
- Northern Trust fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $886M.
- Northern Trust's ten largest holdings make up 14% of its $384B portfolio in Q3 2017.
- Northern Trust opened 89 new positions and closed 107 in Q3 2017.
- Northern Trust's portfolio value rose 7.3% quarter-over-quarter to $384B.
Based on Northern Trust's 13F filing for Q3 2017, filed 13 Nov 2017.